Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01514 | 11/09/2017 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Travis McGregor Respondent(s): Robert Pincus Respondent Lawyers(s): Seth Huberman Arbitrator(s): John J. Jordan, Anthony V. La Manna, Mary Jane Walk Hearing Site: Philadelphia, PA | ||
| 14-02130 | 02/03/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Alex M. Komoroski Respondent(s): William Hansen Respondent Lawyers(s): William Hansen Arbitrator(s): Robert Pincus Hearing Site: New York, NY | ||
| 14-00921 | 12/01/2014 | Claimant(s): Thomas Wheeler Claimant Lawyers(s): Jeff Kern Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Mark D. Knoll Arbitrator(s): Robert Pincus Hearing Site: New York, NY | ||
| 14-00144 | 10/14/2014 | Claimant(s): Benjamin Sax Claimant Lawyers(s): Mark D. Knoll Respondent(s): Adam Harris, Susan Harris Respondent Lawyers(s): Herbert M. Deutsch Arbitrator(s): Robert Pincus, John B. Myers, Alida D. Camp Hearing Site: New York, NY | Expungement | |
| 12-04065 | 06/20/2014 | Claimant(s): Michael O'Hare Claimant Lawyers(s): Christopher B. Jones Respondent(s): Andrew Totman, Newedge USA Respondent Lawyers(s): Gary S. Prish Arbitrator(s): Robert Pincus, Jeffrey Bega, David John Reilly Hearing Site: New York, NY | ||
| 12-01113 | 08/19/2013 | Claimant(s): Andrew Schopick Claimant Lawyers(s): Andrew Schopick Respondent(s): Fieldpoint Private Securities Respondent Lawyers(s): Richard Slavin Arbitrator(s): Robert Pincus, William T. Brice, James Rosenblum Hearing Site: Hartford, CT | ||
| 10-04080 | 09/11/2012 | Claimant(s): Lehman Brothers Holdings Inc. as assigne Claimant Lawyers(s): Barry S. Gold Respondent(s): Robert Reilly Respondent Lawyers(s): Daniel J. Dwyer Arbitrator(s): Robert Pincus, Barbara-Ann Boehler, Steven S. Manos Hearing Site: Boston, MA | ||
| 11-00198 | 03/28/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Archie Capinguian Respondent(s): John Labarca Respondent Lawyers(s): John J. Labarca Arbitrator(s): Robert Pincus Hearing Site: New York, NY | ||
| 10-00927 | 12/02/2011 | Claimant(s): Maxim Group LLC Claimant Lawyers(s): James E. Siegel Respondent(s): Mourad Jridi Respondent Lawyers(s): Reynaldo G. Geerken Arbitrator(s): Robert Pincus, Douglas F. Stone, Martin H. Zern Hearing Site: New York, NY | ||
| 11-00645 | 06/09/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Andrew G Gioia Respondent(s): John Burke Respondent Lawyers(s): John E. Burke Arbitrator(s): Robert Pincus Hearing Site: New York, NY |