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FINRA Awards for Thomas Wheeler

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0092112/01/2014Claimant(s): Thomas Wheeler
Claimant Lawyers(s): Jeff Kern
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY

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