| 12-01057 | 04/30/2013 | Claimant(s): Mark Snyder
Claimant Lawyers(s): Harold F. McGuire
Respondent(s): Paul Daly, Samuel A. Ramirez & Co..
Respondent Lawyers(s): David A. Picon
Arbitrator(s): Robert Pincus, Robert J. Allen, Douglas A. Eldridge
Hearing Site: Albany, NY
|  | Expungement |
| 11-02771 | 12/05/2012 | Claimant(s): Matthew Ryan
Claimant Lawyers(s): Matthew Ryan
Respondent(s): Edward Zaik, AXA Advisors
Respondent Lawyers(s): Hector D. Geribon, Jessica Levine
Arbitrator(s): Robert Pincus, Timothy A Meigher, Clifford C. Rohde
Hearing Site: Albany, NY
| | $0 |
| 10-04928 | 10/15/2012 | Claimant(s): Michael Steifman
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Brian F. Amery
Arbitrator(s): Robert Pincus, James N. Baxter, Eugene G. P. Byrne
Hearing Site: New York, NY
| | $630,357 |
| 11-00948 | 02/08/2012 | Claimant(s): Robert Vaudry
Claimant Lawyers(s): Robert Vaudry
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Robert Pincus, Jettie K. Thomas, Joan Seewald Brodsky
Hearing Site: New York, NY
| | $0 |
| 10-01485 | 07/08/2011 | Claimant(s): The Estate of Seymour Niesen by Co-Execu
Claimant Lawyers(s): Adam M. Green
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY
| | $0 |
| 09-00003 | 03/10/2010 | Claimant(s): Colette McDonald
Claimant Lawyers(s): Adolph D. Seltzer
Respondent(s): Daniel Devaney, Samuel A. Ramirez & Company.
Respondent Lawyers(s): Meredith Jowers Lees
Arbitrator(s): Robert Pincus, Robert I. Adler, Roy L. Weiss
Hearing Site: New York, NY
| | $53,000 |
| 09-00228 | 10/12/2009 | Claimant(s): Robert Logan
Claimant Lawyers(s): Robert Logan
Respondent(s): Anthony Inkumsah, Ekn Financial Services Inc.
Respondent Lawyers(s): Bradley D. Schnur
Arbitrator(s): Robert Pincus, Marilyn J. Salzman, Susan L. Smithline
Hearing Site: New York, NY
| | $18,175 |
