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FINRA Awards for Chicago, IL

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Displaying 161-170 out of 408 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0332808/05/2019Claimant(s): Darren Golde
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Michael S. Jordan
Hearing Site: Chicago, IL
18-0410507/05/2019Claimant(s): Mary Jo Hayes
Claimant Lawyers(s): Howard Rosenburg
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): Mary Jo Hayes, CCO
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
18-0362606/26/2019Claimant(s): Elias Friedman
Claimant Lawyers(s): Joshua Kons
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Thomas Michael Genovese
Hearing Site: Chicago, IL
18-0414406/25/2019Claimant(s): Richard Casolari
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Mony Securities Corporation
Respondent Lawyers(s): Eileen Stassa
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
18-0376706/05/2019Claimant(s): Jason Spears
Claimant Lawyers(s): Jason P. Spears
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Arne R. Rode
Hearing Site: Chicago, IL
19-0017405/28/2019Claimant(s): Jeffery Harper
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Lee H. Goodman
Hearing Site: Chicago, IL
18-0345905/14/2019Claimant(s): Scott Kurkjian
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Chicago, IL
18-0187905/10/2019Claimant(s): Rose Mascarenhas
Claimant Lawyers(s): Marc Schifanelli
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): 0
Hearing Site: Chicago, IL
18-0222205/03/2019Claimant(s): James Allen
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
18-0342704/03/2019Claimant(s): Dennis Ryan
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): World Equity Group.
Respondent Lawyers(s): Christopher Cokinis
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL

408 Results

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