| 20-01720 | 02/09/2021 | Claimant(s): Wesley Tate
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
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| 20-02259 | 02/09/2021 | Claimant(s): Kraig Mickelsen
Claimant Lawyers(s): David A. Genelly
Respondent(s): Ausdal Financial Partners.
Respondent Lawyers(s): Daniel A. Hetzel
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
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| 20-01622 | 02/03/2021 | Claimant(s): David Eidell, Derek Christian
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Philip J. Glick
Hearing Site: Chicago, IL
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| 20-02067 | 02/01/2021 | Claimant(s): Peter Schallmoser
Claimant Lawyers(s): Peter A. Schallmoser
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Jerome F. Crotty, Thomas P. Valenti, Alicia Hilton
Hearing Site: Chicago, IL
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| 20-01832 | 01/26/2021 | Claimant(s): Matthew Kneifl
Claimant Lawyers(s): Gregory Simon
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
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| 20-01712 | 01/14/2021 | Claimant(s): Brian Kasal
Claimant Lawyers(s): Joshua Kons
Respondent(s): Morgan Stanley, William Blair & Company L.L.C.
Respondent Lawyers(s): Andrew Gelfand, Esq., Christopher D. Seps
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
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| 20-01789 | 01/14/2021 | Claimant(s): Kyle Stone
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Edward Jones
Respondent Lawyers(s): Annie Zaffuto
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL
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| 20-02773 | 12/15/2020 | Claimant(s): Ross Siegel
Claimant Lawyers(s): David I. Hantman
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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| 20-00381 | 12/10/2020 | Claimant(s): Steven Lopez
Claimant Lawyers(s): James Eccleston
Respondent(s): Ameriprise Advisor Services., Ameriprise Financial Services, Olde Discount Corporation
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Frank Samuelsohn, Kenneth N. Adamson, Raymond P. Buschmann
Hearing Site: Chicago, IL
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| 20-01088 | 12/04/2020 | Claimant(s): Marc Minor
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James Noblett
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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