| 15-00953 | 05/16/2018 | Claimant(s): Alexander Beigelman
Claimant Lawyers(s): Linda D. Friedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Kenneth L. Stewart, Karen Isabel Bedrosian - Richardson, Martin Deignan Dehler
Hearing Site: New York, NY
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| 17-02359 | 05/08/2018 | Claimant(s): Ralph Slocum
Claimant Lawyers(s): Armin Sarabi
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Hillary A. Darnell
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
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| 18-00740 | 04/27/2018 | Claimant(s): Chad Hartup, William Murphy
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Susan L. Walker
Hearing Site: Cleveland, OH
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| 16-01865 | 04/26/2018 | Claimant(s): Wilson Colberg Trigo
Claimant Lawyers(s): Enrique J. Mendoza-Mendez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Carlos Bobonis, Kathryn D. Perreault
Arbitrator(s): Caryl S. Bernstein, Earle J. Schwarz, Orville Theodore McCormac
Hearing Site: San Juan, PR
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| 17-02753 | 04/20/2018 | Claimant(s): Aishka Lugo, Frank Carrasco
Claimant Lawyers(s): Jacqueline R. Meyers
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Stuart Rebish
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
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| 17-01907 | 04/19/2018 | Claimant(s): Jason Katz
Claimant Lawyers(s): Amy Beth Bard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Harvey Barrison, Edward Baer, Evdokia Sofos
Hearing Site: New York, NY
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| 17-03224 | 04/16/2018 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Gregory Bruno
Respondent Lawyers(s): Gregory E Bruno
Arbitrator(s): Michael H. DuBoff
Hearing Site: Newark, NJ
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| 17-00965 | 03/28/2018 | Claimant(s): Martin Finn
Claimant Lawyers(s): Martin J. Finn
Respondent(s): Brian Cain, Jason Chandler, Kat Koutsantonis, UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Morton S. Bunis
Hearing Site: New York, NY
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| 17-02228 | 03/23/2018 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James E. Morgan
Respondent(s): Kenneth Tyrrell
Respondent Lawyers(s): Jeffrey F. Robertson
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Washington, DC
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| 17-02642 | 03/19/2018 | Claimant(s): Glen Titan, Royce Bergman
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Cheryl S. Chang
Arbitrator(s): Elliott David Finkel
Hearing Site: Los Angeles, CA
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