Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02065 | 11/27/2020 | Claimant(s): John Morris Claimant Lawyers(s): Melissa J. Gworek Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Linda J. Baer Hearing Site: Newark, NJ | ||
| 20-02552 | 11/27/2020 | Claimant(s): Ettore Ventrice, Noah Rubin Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 20-01872 | 11/25/2020 | Claimant(s): David Maher Claimant Lawyers(s): David Joseph Maher Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Julius Z. Frager Hearing Site: Montpelier, VT | ||
| 20-01376 | 11/24/2020 | Claimant(s): Edmund Iannacone Claimant Lawyers(s): Brian Luther Respondent(s): Ameriprise Financial Services, UBS Financial Services Inc. Respondent Lawyers(s): Howard M. Klausmeier, Omar Perez Arbitrator(s): Martin R. Cramer Hearing Site: Newark, NJ | ||
| 19-03630 | 11/17/2020 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): UBS Financial Services Inc., Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell, Elizabeth H. Lindh Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 20-02609 | 11/16/2020 | Claimant(s): James Smith Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 20-00438 | 11/10/2020 | Claimant(s): Walter Stucker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): William McC. Montgomery Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-01925 | 11/09/2020 | Claimant(s): Paul Stevens Claimant Lawyers(s): Omar Perez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 20-02659 | 11/06/2020 | Claimant(s): Matthew Powell Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Jeffry M. Bauer Hearing Site: Louisville, KY | ||
| 20-00119 | 10/30/2020 | Claimant(s): Terance Power Claimant Lawyers(s): Benjamin Winograd Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA |