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FINRA Awards for Jay Alan Kranis

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Displaying 11-20 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0206306/29/2020Claimant(s): Peter Neuberg
Claimant Lawyers(s): Sharron E. Ash
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Bryan David Glass, Jay Alan Kranis, Ron Greenfield
Hearing Site: Newark, NJ
19-0033006/05/2020Claimant(s): Ignatius Desimone
Claimant Lawyers(s): Edward Hernstadt
Respondent(s): Mirae Asset Securities (USA) Inc.
Respondent Lawyers(s): Dov Kesselman
Arbitrator(s): Mary P. Bass, Jay Alan Kranis, Clifford D. Dawkins
Hearing Site: New York, NY
18-0418404/21/2020Claimant(s): Morgan Stanley
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Frank Fava
Respondent Lawyers(s): Ronald J. Ricci
Arbitrator(s): Margarita Echevarria, Jay Alan Kranis, Sidney Seligman
Hearing Site: Newark, NJ
18-0423604/07/2020Claimant(s): Kenneth Glick
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Travis R. Chapin
Arbitrator(s): Linda J. Baer, Jay Alan Kranis, John Joseph DeLorenzo
Hearing Site: Newark, NJ
18-0386902/04/2020Claimant(s): Adam Holeman
Claimant Lawyers(s): Adam Noah Holeman
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Jay Alan Kranis, Regina Waynes Joseph, Timothy F. Grable
Hearing Site: Newark, NJ
19-0012909/13/2019Claimant(s): Joseph Glodek
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): William Scott & Co. L.L.C.
Respondent Lawyers(s): Robert Hess
Arbitrator(s): Jay Alan Kranis
Hearing Site: Newark, NJ
15-0204407/26/2019Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Christopher Caputo
Respondent Lawyers(s): Timothy W. Bergin
Arbitrator(s): Paul Allan Massaro, Ronald J. Colombo, Jay Alan Kranis
Hearing Site: Newark, NJ
16-0330007/30/2018Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): Miguel A. Lopez
Respondent(s): Gregg Weinstein
Respondent Lawyers(s): Jonathan Sack
Arbitrator(s): David I. Goldblatt, Jay Alan Kranis, Henry Nguyen
Hearing Site: New York, NY
15-0184109/19/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Alexander Bolshem
Respondent Lawyers(s): Ethan A. Brecher
Arbitrator(s): Alan James Jacoby, Jay Alan Kranis, Sandra Holtzman
Hearing Site: Newark, NJ
15-0139709/01/2016Claimant(s): Dianne Delfino
Claimant Lawyers(s): Bruce E. Menken
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Leona Beane, Josian Antoine, Jay Alan Kranis
Hearing Site: New York, NY

24 Results

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