Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01193 | 01/30/2024 | Claimant(s): Phillip Weaver Claimant Lawyers(s): Kathleen Patchel Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 23-01913 | 01/19/2024 | Claimant(s): Michael Dieschbourg Claimant Lawyers(s): James P. Galvin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA | ||
| 23-01214 | 12/28/2023 | Claimant(s): Robert Karp Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY | ||
| 23-01251 | 11/17/2023 | Claimant(s): Benjamin Marcano Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Wells Fargo Advisors Financial Network, UBS Financial Services Inc. Respondent Lawyers(s): Deirdre Wolff, John Murphy Arbitrator(s): Madelon M. Rosenfeld, Alice E. Winkler, Robert Morris Hearing Site: New York, NY | ||
| 23-00667 | 11/01/2023 | Claimant(s): Douglas Wall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Joseph Neal Richardson Hearing Site: Dallas, TX | ||
| 23-00338 | 10/31/2023 | Claimant(s): Judson Potter Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY | ||
| 22-02920 | 10/20/2023 | Claimant(s): Shailesh Negandhi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 23-01239 | 10/02/2023 | Claimant(s): DawnMarie Corneau Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA | ||
| 23-00625 | 09/15/2023 | Claimant(s): Kirk Badii Claimant Lawyers(s): Stephan Louviere Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA | ||
| 22-02748 | 08/23/2023 | Claimant(s): Frederick Kort Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL |