| 22-02054 | 04/06/2023 | Claimant(s): John Redhead
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Maurice M. Feller, Howard B. Scherer, Karl A. Vogeler
Hearing Site: Tampa, FL
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| 21-02584 | 03/03/2023 | Claimant(s): Jefferson Drada
Claimant Lawyers(s): Julius Adams
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Trenten P. Bausch
Arbitrator(s): Roger C. Benson, Maurice M. Feller, Linda Louise Fagen-Persante
Hearing Site: Tampa, FL
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| 22-01721 | 02/22/2023 | Claimant(s): John Posey
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
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| 21-01552 | 02/25/2022 | Claimant(s): Richard Miller
Claimant Lawyers(s): Zachary Morse
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
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| 20-03986 | 03/23/2021 | Claimant(s): Kovack Securities Inc
Claimant Lawyers(s): Amy Towle
Respondent(s): Gerald O'Halloran
Respondent Lawyers(s): Gerald James O'Halloran
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
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| 20-00988 | 10/30/2020 | Claimant(s): Gregory Smith
Claimant Lawyers(s): Elaine Rice
Respondent(s): Edward Jones
Respondent Lawyers(s): Annie Zaffuto
Arbitrator(s): Suzanne E. Reynolds-Brady, Maurice M. Feller, Mitchel Weiss
Hearing Site: Jacksonville, FL
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| 20-02017 | 09/22/2020 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Jack Griffith
Respondent Lawyers(s): Jack W. Griffith
Arbitrator(s): Maurice M. Feller
Hearing Site: Columbia, SC
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| 20-00390 | 07/30/2020 | Claimant(s): Gregory Scott
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Maurice M. Feller
Hearing Site: Jacksonville, FL
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| 20-00645 | 07/30/2020 | Claimant(s): Gregory Scott
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Maurice M. Feller
Hearing Site: Jacksonville, FL
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| 20-00348 | 06/30/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Frank Mebane
Respondent Lawyers(s): Frank Noel Mebane
Arbitrator(s): Maurice M. Feller
Hearing Site: Columbia, SC
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