22-02974 | 06/23/2023 | Claimant(s): Ian Landicho Claimant Lawyers(s): Ian I. Landicho Respondent(s): Robinhood Financial. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Maurice M. Feller Hearing Site: Tampa, FL
| | $0 |
22-00358 | 02/14/2023 | Claimant(s): Michael Garrette Claimant Lawyers(s): Nicholas J. Guiliano Respondent(s): First Allied Securities. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Maurice M. Feller, Mimi B. Osiason, Kathy A. Tatone Hearing Site: Tampa, FL
| | Dismissed by Rule 12206 |
22-00552 | 08/17/2022 | Claimant(s): Seth Mason Claimant Lawyers(s): Seth Mason Respondent(s): Robinhood Financial. Respondent Lawyers(s): Richard J. Davis Arbitrator(s): Maurice M. Feller Hearing Site: Columbia, SC
| | settlement |
21-00749 | 08/15/2022 | Claimant(s): Marvin Bachman, Yvonne Bachman Claimant Lawyers(s): Kyle Kulzer Respondent(s): Morgan Stanley Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): John P. Cullem, Maurice M. Feller, Geoffrey Paul Nuckolls Hearing Site: Tampa, FL
| | Expungement |
21-01157 | 08/05/2022 | Claimant(s): Ronald Brafford Claimant Lawyers(s): Kevin P. Krupnick Respondent(s): Carmine Berardi, Rocco Roveccio, Carl Standard & Co. Holdings Respondent Lawyers(s): Carmine Anthony Berardi, Legal Department, Rocco Roveccio Arbitrator(s): Maurice M. Feller, Theodore Hornoi-Centerwall, Steven K Yablonski Hearing Site: Jacksonville, FL
| | Expungement |
20-02343 | 02/07/2022 | Claimant(s): Mark W. Just, On Behalf of his IRA Claimant Lawyers(s): Kirk G. Smith Respondent(s): Center Street Securities. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Maurice M. Feller, Stephen Earl Clark, Douglas Charles Weinstein Hearing Site: Nashville, TN
| | Expungement |
19-00132 | 03/19/2020 | Claimant(s): Christine Abbate, Salvatore Abbate, Christine Lynn Abbate IRA, Salvatore Charles Abbate IRA Claimant Lawyers(s): Mark A. Tepper Respondent(s): Calton & Associates. Respondent Lawyers(s): Lloyd R. Schwed Arbitrator(s): Joel F. Martineau, Maurice M. Feller, Douglas Alan Wallace Hearing Site: Tampa, FL
| | $0 |
18-03846 | 03/05/2020 | Claimant(s): James Bradford Claimant Lawyers(s): Daniel D'Costa Respondent(s): Anthony Mediate, NewBridge Securities Corp. Respondent Lawyers(s): Anthony Mediate, Gregg J. Breitbart Arbitrator(s): Gregory D. Hoffmann, Maurice M. Feller, Harvey R. Linder Hearing Site: Jackson, MS
| | Dismissed by Rule 12206/12504 |
18-02823 | 05/03/2019 | Claimant(s): Bonnie Wettersten, Reid Wettersten Claimant Lawyers(s): Reid Wettersten Respondent(s): Yosef Fox Respondent Lawyers(s): Yosef Yehuda Fox Arbitrator(s): Richard S. Zaifert, Maurice M. Feller, Jacquelyn M. Shannon Hearing Site: Tampa, FL
| | $150,425 |
18-03551 | 03/04/2019 | Claimant(s): David McKaig Claimant Lawyers(s): David McKaig Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Chan Nam Arbitrator(s): Maurice M. Feller Hearing Site: Jacksonville, FL
| | $0 |