| 22-01650 | 02/09/2023 | Claimant(s): Russell Mcalonie
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Julie E. Ravis, Sara B. Davis
Arbitrator(s): Gregory G. Gocek
Hearing Site: Cleveland, OH
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| 22-00796 | 12/13/2022 | Claimant(s): Daniel Muskat
Claimant Lawyers(s): Stephan Louviere
Respondent(s): NYLife Securities LLC, MML Investors Services
Respondent Lawyers(s): Christopher J. Murdoch, Julie E. Ravis
Arbitrator(s): Edward W. Morris
Hearing Site: Manchester, NH
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| 22-00144 | 10/14/2022 | Claimant(s): Elaine Roumillat, Holly Carroccio
Claimant Lawyers(s): Craig M. Warner
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Andrea U. Calve, Jeffrey Richard Chiappetta, Scott F Stains
Hearing Site: Dallas, TX
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| 21-02537 | 06/30/2022 | Claimant(s): Michael Muccio
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
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| 21-02558 | 05/11/2022 | Claimant(s): Brian Parker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services, National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, Julie E. Ravis
Arbitrator(s): Jeff Kilgore
Hearing Site: New Orleans, LA
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| 20-04000 | 03/28/2022 | Claimant(s): Kevin Stokesbary
Claimant Lawyers(s): Shannon McDougald
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): William J. Bender, Steven Phillip Caplow, Jane Ann McKenzie
Hearing Site: Seattle, WA
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| 20-02608 | 11/17/2021 | Claimant(s): Jeremy Dicker
Claimant Lawyers(s): David Harrison
Respondent(s): MML Investors Services
Respondent Lawyers(s): Elliott J. Stein
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
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| 21-00642 | 08/25/2021 | Claimant(s): Adam Way
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Hazel E. Hanley
Hearing Site: Denver, CO
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| 20-02844 | 07/22/2021 | Claimant(s): Victor Iannelli
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
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| 20-03241 | 03/23/2021 | Claimant(s): Stephen Wingard
Claimant Lawyers(s): Stephan Louviere
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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