Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02655 | 01/26/2024 | Claimant(s): Marshall Manoff Claimant Lawyers(s): Brittany Weiner Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 23-01363 | 12/27/2023 | Claimant(s): Mark Gopen, Philip Weinisch Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Jeanette E. Dennis Arbitrator(s): Thomas E. Duggan, Ellyn S. Roth, Gerald M. Levine Hearing Site: New York, NY | ||
| 23-00650 | 12/20/2023 | Claimant(s): David Pennella Claimant Lawyers(s): Kathleen Patchel Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): Samantha Springer Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 23-00490 | 11/13/2023 | Claimant(s): Kunal Arora Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Linda R. Alpert, Lynne M. Reid-McQueen, Ellyn S. Roth Hearing Site: New York, NY | ||
| 22-00054 | 08/17/2022 | Claimant(s): Robert Rotunno Claimant Lawyers(s): Christopher D. Warren Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Seth T. Taube, Evdokia Sofos, Ellyn S. Roth Hearing Site: New York, NY | ||
| 18-00633 | 01/14/2022 | Claimant(s): Michael Mayo Claimant Lawyers(s): Steven G. Eckhaus Respondent(s): CLSA Americas Respondent Lawyers(s): Barbara M. Roth Arbitrator(s): Ernesto V. Luzzatto, Ellyn S. Roth, Jason Scott Eveleth Hearing Site: New York, NY | ||
| 20-03195 | 12/01/2021 | Claimant(s): Jason Zahtila Claimant Lawyers(s): Thomas McEvoy Respondent(s): American Capital Partners Respondent Lawyers(s): John Gardini Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 21-00306 | 10/25/2021 | Claimant(s): Sofia Ward Claimant Lawyers(s): Stephan Louviere Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 20-03157 | 04/23/2021 | Claimant(s): Jimmy Kuhn Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 20-01758 | 12/23/2020 | Claimant(s): Richard Eller Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY |