Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02730 | 08/03/2018 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jason Warner Respondent(s): Ty Coke Respondent Lawyers(s): Ty Bradley Coke Arbitrator(s): Mary Elizabeth Skelnik Hearing Site: Dallas, TX | ||
| 17-02749 | 07/05/2018 | Claimant(s): John Ledford Claimant Lawyers(s): Steven J. Berry Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathryn Perreault Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX | ||
| 17-01116 | 06/29/2018 | Claimant(s): Wavecrest Securities LLC Claimant Lawyers(s): Amy Conners Respondent(s): Charles Constant Respondent Lawyers(s): John P. Kincade Arbitrator(s): William Cavalier, Edward J. Lynch, Eric Ross Cromartie Hearing Site: Dallas, TX | ||
| 18-00454 | 06/20/2018 | Claimant(s): Ira Kravitz Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Lin Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX | ||
| 18-01008 | 05/25/2018 | Claimant(s): Matthew Lasko Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 17-03064 | 04/30/2018 | Claimant(s): Audrey Sreshta Claimant Lawyers(s): Ronald P. Wright Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Patricia Beaujean Lehtola Hearing Site: Dallas, TX | ||
| 17-01226 | 04/09/2018 | Claimant(s): Jeremy Walker Claimant Lawyers(s): Brian D. Esenwein Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Danya W. Blair Arbitrator(s): Kenneth R. Hanks, G. Maynard Green, Robert J. Gregory Hearing Site: Dallas, TX | ||
| 17-02854 | 03/29/2018 | Claimant(s): Kent Snodgrass Claimant Lawyers(s): Steven J. Berry Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): Jonathan D. Neerman Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 17-02009 | 03/21/2018 | Claimant(s): Christopher Cervantes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Joseph Neal Richardson Hearing Site: Dallas, TX | ||
| 17-01708 | 03/15/2018 | Claimant(s): Norman Coates Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc., Legg Mason Wood Walker, Capital One Investments Respondent Lawyers(s): Chan Nam, Todd Ratner Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX |