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FINRA Awards for Wavecrest Securities LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0111606/29/2018Claimant(s): Wavecrest Securities LLC
Claimant Lawyers(s): Amy Conners
Respondent(s): Charles Constant
Respondent Lawyers(s): John P. Kincade
Arbitrator(s): William Cavalier, Edward J. Lynch, Eric Ross Cromartie
Hearing Site: Dallas, TX

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