| 18-02378 | 01/23/2019 | Claimant(s): Eric Schindler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation, United Pacific Securities.
Respondent Lawyers(s): Scott Forbush, Thomas C. Altfillisch
Arbitrator(s): Mandel E. Himelstein
Hearing Site: Dallas, TX
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| 17-01737 | 12/03/2018 | Claimant(s): Leslie Keng
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): USAA Financial Advisors.
Respondent Lawyers(s): David Erb
Arbitrator(s): Louis J. Weber, Todd R. Gough, Don G Miller
Hearing Site: Dallas, TX
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| 18-00836 | 11/28/2018 | Claimant(s): Robert Black
Claimant Lawyers(s): Steven J. Berry
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Igor V. Stadnik
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
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| 17-02630 | 11/12/2018 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Carrie L. Lathrop
Respondent(s): Kermit Gable
Respondent Lawyers(s): Kermit Gordon Gable
Arbitrator(s): Arthur H. Geffen, Anthony William (Bill) Kashouty, Bill Lamoreaux
Hearing Site: Dallas, TX
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| 18-01264 | 11/02/2018 | Claimant(s): Donald Bescher
Claimant Lawyers(s): Steven J. Berry
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
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| 18-01087 | 10/19/2018 | Claimant(s): Joe Cotten
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
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| 18-00769 | 09/28/2018 | Claimant(s): Bradley Thomas, Paul Valtierra
Claimant Lawyers(s): Steven J. Berry
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
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| 16-02761 | 09/06/2018 | Claimant(s): Kurt Haney, Robert Staton
Claimant Lawyers(s): Robert M. Thornton
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Robert A. Bettis, David A. Schuler, Robert L Williamson
Hearing Site: Dallas, TX
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| 18-00723 | 08/21/2018 | Claimant(s): William Rosenthal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Robert L. Chisolm
Hearing Site: Dallas, TX
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| 17-03085 | 08/08/2018 | Claimant(s): Larry Milton
Claimant Lawyers(s): Michael Bessette
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
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