Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01988 | 12/09/2020 | Claimant(s): Brian Smoot Claimant Lawyers(s): Brian Luther Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 20-01276 | 12/08/2020 | Claimant(s): Jan Mohamed Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Kerri L. Delgado Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-01559 | 11/24/2020 | Claimant(s): John Canada Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Joseph Neal Richardson Hearing Site: Dallas, TX | ||
| 20-01372 | 11/16/2020 | Claimant(s): James Stanford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-00438 | 11/10/2020 | Claimant(s): Walter Stucker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): William McC. Montgomery Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-00542 | 10/01/2020 | Claimant(s): Jeffrey Dobyns Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen,Deputy General Counsel Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-01420 | 09/16/2020 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Scott A La Porta Respondent(s): Robert Whittenburg Respondent Lawyers(s): Robert Roy Whittenburg Arbitrator(s): Robert L. Yeager Hearing Site: Dallas, TX | ||
| 20-00764 | 06/12/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Theodore R. Bynum Respondent(s): Giovanni Malatesta Respondent Lawyers(s): Giovanni Antonio Malatesta Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 19-03636 | 06/08/2020 | Claimant(s): James Buto Claimant Lawyers(s): Alexander K. Cox Respondent(s): Keybanc Capital Markets Inc., UVEST Financial Services Group. Respondent Lawyers(s): Jeffrey S. Dunlap, Sara Davis Arbitrator(s): Nicole T. LeBoeuf Hearing Site: Dallas, TX | ||
| 19-03420 | 05/08/2020 | Claimant(s): James Stoker Claimant Lawyers(s): Steven J. Berry Respondent(s): Morgan Stanley Respondent Lawyers(s): George A. Croton Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX |