Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02477 | 08/31/2018 | Claimant(s): Christopher Wynne, David Austin, Lisa Schiffer, Niraj Bhandari Claimant Lawyers(s): Joseph B. Alonso Respondent(s): Securities America. Respondent Lawyers(s): Bruce M. Bettigole Arbitrator(s): James R. McGuone, Gary P. Alexander, Jay A Kaplan Hearing Site: Atlanta, GA | ||
| 18-01025 | 08/13/2018 | Claimant(s): Terrance Joseph Claimant Lawyers(s): Terrance Joseph Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): John F. Allgood Hearing Site: Atlanta, GA | ||
| 17-03489 | 07/09/2018 | Claimant(s): Adil Ali Claimant Lawyers(s): Lawton R. Graves Respondent(s): Mark Wowk Respondent Lawyers(s): Mark Wowk Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 18-00734 | 06/15/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Todd Ratner Respondent(s): Whitney Stewart Respondent Lawyers(s): Whitney W Stewart Arbitrator(s): James R. McGuone Hearing Site: Atlanta, GA | ||
| 17-01330 | 05/17/2018 | Claimant(s): Vasileios Sfyris Claimant Lawyers(s): Alan M. Wolper Respondent(s): First Southern Securities. Respondent Lawyers(s): John Holman Arbitrator(s): Robert H. Putnam, Michael J. Stern, Shawn Barr Hearing Site: Atlanta, GA | ||
| 17-01331 | 05/04/2018 | Claimant(s): William Hawk Claimant Lawyers(s): Alan M. Wolper Respondent(s): First Southern Securities. Respondent Lawyers(s): John Holman Arbitrator(s): Michael J. Stern, John F. Allgood, David Frank Walbert Hearing Site: Atlanta, GA | ||
| 17-01467 | 02/16/2018 | Claimant(s): AXA Advisors, AXA Network Claimant Lawyers(s): Amanda Sotak Respondent(s): David Moore Respondent Lawyers(s): Otto F. Feil Arbitrator(s): John F. Allgood Hearing Site: Atlanta, GA | ||
| 17-01921 | 02/08/2018 | Claimant(s): Daniel Wildermuth Claimant Lawyers(s): David M Saperstein Respondent(s): Kalos Capital. Respondent Lawyers(s): John Williams Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA | ||
| 17-01885 | 02/07/2018 | Claimant(s): Rebekah Wright Claimant Lawyers(s): Rebekah Ann Wright Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): W. William Harness Hearing Site: Atlanta, GA | ||
| 17-01049 | 12/01/2017 | Claimant(s): R. Mark Castle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Lita S Menkin Hearing Site: Atlanta, GA |