| 13-01808 | 11/25/2015 | Claimant(s): Jason Goldstein
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Karen M. Steel
Arbitrator(s): Richard D. Gueren, Arthur M. Handler, Andrew M. Schmertz
Hearing Site: New York, NY
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| 13-01995 | 11/17/2015 | Claimant(s): Sean Edrington
Claimant Lawyers(s): Joseph R. Becerra
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Robert B. Ericson
Arbitrator(s): Herbert Murez, Benjamin F. Breslauer, Brant Jackson Griffin
Hearing Site: Los Angeles, CA
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| 12-03766 | 08/28/2015 | Claimant(s): Sean Martin
Claimant Lawyers(s): Pearl Zuchlewski
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Scott Rabe
Arbitrator(s): Marleen H. Levi, Joel P. Mellis, Richard Adam Young
Hearing Site: New York, NY
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| 13-01220 | 07/31/2015 | Claimant(s): Jorge Usandivaras
Claimant Lawyers(s): John Crossman
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Michael Delikat
Arbitrator(s): Leah R. Marks, Christian Leslie Billet, Wallace Anthony Showman
Hearing Site: New York, NY
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| 10-04093 | 01/13/2015 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Walter A. Saurack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): Joseph A. Forgione, Randolph Guggenheimer, Arthur Best
Hearing Site: New York, NY
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| 13-00509 | 10/30/2014 | Claimant(s): Alex Vitale
Claimant Lawyers(s): Howard E. King
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Douglas W. Oldfield, Pamela S. Mann, Louis Anthony Napoli
Hearing Site: San Francisco, CA
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| 14-01727 | 09/12/2014 | Claimant(s): Benjamin Pace, Lawrence Weissman
Claimant Lawyers(s): Kevin Reed
Respondent(s): David Jumper, Deutsche Bank Securities., Jessica Farrell, Lindsey Nadel, Neza Bevc, Patrick Murray, Quinn Portfolio, Steven Kurosko, Deutsche Bank Trust Company Americas, Deutsche Bank Trust Corporation, Deutsche Investment Management Americas,
Respondent Lawyers(s): Howard Elman, John Siegel, Kevin Reed
Arbitrator(s): Catherine I. Gulevich, Sonja Tennille Orgias, Antonio Olivero
Hearing Site: New York, NY
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| 13-02080 | 08/06/2014 | Claimant(s): Susquehanna Financial Group, LLLP
Claimant Lawyers(s): M. Norman Goldberger
Respondent(s): David Gingeleskie, Deutsche Bank Securities.
Respondent Lawyers(s): Steven Castaldo
Arbitrator(s): Richard J. Paley, Anna M. Fanelli, Howard Weitz
Hearing Site: New York, NY
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| 11-02612 | 10/04/2013 | Claimant(s): Vikram Kaul
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Lowell D. Johnston, Cirino M. Bruno, Richard Bryce Nesson
Hearing Site: New York, NY
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| 11-04371 | 09/18/2013 | Claimant(s): Gary Burgess
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Ira Rosenstein
Arbitrator(s): Daniel R. Formeller, David M. Zimberoff, Harvey R. Herman
Hearing Site: Chicago, IL
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