Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03153 | 06/08/2021 | Claimant(s): Purshe Kaplan Sterling Investments Claimant Lawyers(s): Lewis S. Fischbein Respondent(s): Gopi Vungarala Respondent Lawyers(s): Gopi Krishna Vungarala Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 20-02587 | 04/29/2021 | Claimant(s): William Kumm Claimant Lawyers(s): Frances Menzer Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI | ||
| 20-01560 | 04/22/2021 | Claimant(s): James Williams Claimant Lawyers(s): Benjamin Winograd Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Robert J. Scafuri Hearing Site: Detroit, MI | ||
| 20-01824 | 03/09/2021 | Claimant(s): John Boukamp Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Krista L. Elsasser Arbitrator(s): Kevin R. Zehe Hearing Site: Detroit, MI | ||
| 20-03225 | 02/26/2021 | Claimant(s): Joseph Mackey Claimant Lawyers(s): Sarah K. Yates Respondent(s): Cambridge Investment Research., MKD Wealth Coaches Respondent Lawyers(s): Richard H. Kuhlman, Tim Mrock Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI | ||
| 20-00491 | 02/24/2021 | Claimant(s): Gerard Taylor Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI | ||
| 20-00493 | 02/23/2021 | Claimant(s): Gerald Taylor Claimant Lawyers(s): Michael Bessette Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 20-01157 | 02/22/2021 | Claimant(s): John Boukamp Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michele Renee Zinn Hearing Site: Detroit, MI | ||
| 20-01016 | 02/02/2021 | Claimant(s): John Boukamp Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI | ||
| 20-02521 | 01/13/2021 | Claimant(s): Anthony Bagneschi Claimant Lawyers(s): Kurt Zimmerman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Alyson Terrell Arbitrator(s): Timothy J. Currier Hearing Site: Detroit, MI |