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FINRA Awards for Detroit, MI

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Displaying 41-50 out of 245 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0300908/02/2021Claimant(s): Michael Wallace
Claimant Lawyers(s): Chelsea Masters
Respondent(s): IAC Securities.
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
20-0300807/23/2021Claimant(s): Michael Wallace
Claimant Lawyers(s): Chelsea Masters
Respondent(s): USAllianz Securities.
Respondent Lawyers(s): Devin W. Bone
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
20-0296306/14/2021Claimant(s): Shannon Klug
Claimant Lawyers(s): Louis Tambaro
Respondent(s): Royal Alliance Associates., Hantz Financial Services.
Respondent Lawyers(s): David J. Shea, Eric A. Michaels
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
19-0315306/08/2021Claimant(s): Purshe Kaplan Sterling Investments
Claimant Lawyers(s): Lewis S. Fischbein
Respondent(s): Gopi Vungarala
Respondent Lawyers(s): Gopi Krishna Vungarala
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
20-0258704/29/2021Claimant(s): William Kumm
Claimant Lawyers(s): Frances Menzer
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
20-0156004/22/2021Claimant(s): James Williams
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
20-0182403/09/2021Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Krista L. Elsasser
Arbitrator(s): Kevin R. Zehe
Hearing Site: Detroit, MI
20-0322502/26/2021Claimant(s): Joseph Mackey
Claimant Lawyers(s): Sarah K. Yates
Respondent(s): Cambridge Investment Research., MKD Wealth Coaches
Respondent Lawyers(s): Richard H. Kuhlman, Tim Mrock
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
20-0049102/24/2021Claimant(s): Gerard Taylor
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
20-0049302/23/2021Claimant(s): Gerald Taylor
Claimant Lawyers(s): Michael Bessette
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Steven E. Mellen
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI

245 Results

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