| 18-00420 | 08/16/2018 | Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Frederick Miller
Respondent Lawyers(s): Frederick Michael Miller
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
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| 18-00490 | 08/16/2018 | Claimant(s): HD Vest Investment Services
Claimant Lawyers(s): Paul S. Magy
Respondent(s): Brian Royster
Respondent Lawyers(s): Brian Lamont Royster
Arbitrator(s): William Joseph Caprathe
Hearing Site: Detroit, MI
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| 18-01265 | 08/15/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Jeffrey Johnson
Respondent Lawyers(s): Jeffrey Michael Johnson
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
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| 18-00244 | 08/10/2018 | Claimant(s): Mykel Barnes
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Ameriprise Financial Services, Fifth Third Securities.
Respondent Lawyers(s): Allan S. Rubin, Howard M. Klausmeier
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 17-02248 | 06/14/2018 | Claimant(s): Michael Pohlod
Claimant Lawyers(s): Owen Harnett
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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| 18-00318 | 05/30/2018 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Bruce Townsend
Respondent Lawyers(s): Bruce Newell Townsend
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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| 17-00427 | 05/22/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Mark Vanaelst
Respondent Lawyers(s): Mark David Vanaelst
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 17-01959 | 05/12/2018 | Claimant(s): Jay Hokanson
Claimant Lawyers(s): Owen Harnett
Respondent(s): First Heartland Capital.
Respondent Lawyers(s): David M. Hoff
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
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| 17-01937 | 04/09/2018 | Claimant(s): Bradley Fischer
Claimant Lawyers(s): Owen Harnett
Respondent(s): LPL Financial LLC, Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton, Jon D. Kaplon
Arbitrator(s): Michael J. Meeusen
Hearing Site: Detroit, MI
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| 17-01003 | 03/30/2018 | Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara Kramer, Jon Kaplon
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
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