| 18-01523 | 01/24/2019 | Claimant(s): Jeffrey Fratarcangeli
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janelle E. Fulton
Arbitrator(s): Stephen D Kursman, Patrick A. Guentner, Richard Edward Rassel
Hearing Site: Detroit, MI
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| 18-01453 | 01/18/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Terry Bennett
Respondent Lawyers(s): David R. Heyboer
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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| 18-00483 | 01/17/2019 | Claimant(s): Andrew Perri
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
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| 18-00303 | 11/12/2018 | Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara H. Kramer, Jon D. Kaplon
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
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| 18-00896 | 11/06/2018 | Claimant(s): Keith Nast
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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| 18-01880 | 10/31/2018 | Claimant(s): Keith Nast
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 18-02074 | 10/29/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): John Leonard
Respondent Lawyers(s): John Bradford Leonard
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
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| 18-00175 | 10/23/2018 | Claimant(s): Jeffrey Fratarcangeli
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): William C. Kubicz, Robert J. Scafuri, Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 17-03499 | 09/10/2018 | Claimant(s): Kevin Nast
Claimant Lawyers(s): Eric Litow
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Adam M. Wenner
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
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| 18-00401 | 09/10/2018 | Claimant(s): Bruce Ballard
Claimant Lawyers(s): Michael Bessette
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Todd A. Holeman
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
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