| 09-03423 | 01/30/2012 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Jin-Ho Chung
Respondent(s): Peter Cunningham
Respondent Lawyers(s): Peter Kevin Cunningham
Arbitrator(s): Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 10-01073 | 10/20/2011 | Claimant(s): Charles Cerone
Claimant Lawyers(s): Joel N. Kreizman
Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc., Bank of America, Banc of America Insurance Services
Respondent Lawyers(s): Karen P. Gaster
Arbitrator(s): Louis H. Miron, Sandralin J. Kiss, Barbara Weisman
Hearing Site: Newark, NJ
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| 09-00111 | 08/10/2011 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Stephanie McLaughlin
Respondent(s): Mark Hoffman
Respondent Lawyers(s): David C. Reeves
Arbitrator(s): Patricia Gunn, Thomas Roe Oldt, Lauren S. Puritz
Hearing Site: Orlando, FL
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| 09-04144 | 06/29/2011 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Vince Dimaggio
Respondent Lawyers(s): Daria Dub Carlson
Arbitrator(s): Gary A. Hooker, Sean B. Meehan, James G. Gillivan
Hearing Site: San Francisco, CA
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| 09-01692 | 06/03/2011 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Travis Sheets
Respondent Lawyers(s): Travis N. Sheets
Arbitrator(s): Michael F. Jordan, Robert S. Sugarman, Suanne F. Goldman
Hearing Site: Chicago, IL
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| 10-00943 | 06/01/2011 | Claimant(s): Juan Carvajal
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Christin M. Choi
Arbitrator(s): Jonathan H. Parker, Jeffrey R. Roth, Barry David Thorpe
Hearing Site: Miami, FL
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| 09-04962 | 04/04/2011 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Paul Erenfeld
Respondent Lawyers(s): David Sacks
Arbitrator(s): Jeanne C. Stilwell, Joseph W. Cheek, Dean K. Morell
Hearing Site: Portland, OR
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| 09-03810 | 03/24/2011 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Jeffrey Martin
Respondent Lawyers(s): Richard E. Olson
Arbitrator(s): David W. Martin, Mary E. Lockett, LeRoy Melvin Gilbertson
Hearing Site: Albuquerque, NM
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| 09-01823 | 02/15/2011 | Claimant(s): Allison Alley, Stephen Hoen
Claimant Lawyers(s): Robert L. Hill
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Mandel E. Himelstein, Janice L. Sperow, Thomas E. Mullen
Hearing Site: San Diego, CA
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| 09-01691 | 01/27/2011 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): James Dingle
Respondent Lawyers(s): Alan Block
Arbitrator(s): Robert B. Schmidt, Richard J. Belmonte, Stephen M. Slavin
Hearing Site: Chicago, IL
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