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FINRA Awards for Cincinnati, OH

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Displaying 21-30 out of 70 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0025008/24/2020Claimant(s): William Neat
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Gregory P. Szuter
Hearing Site: Cincinnati, OH
20-0064407/17/2020Claimant(s): Curvin Miller
Claimant Lawyers(s): Brian Luther
Respondent(s): Kalos Capital.
Respondent Lawyers(s): M. Michael McComb
Arbitrator(s): Paul Lansing
Hearing Site: Cincinnati, OH
19-0136204/01/2020Claimant(s): Ryan Tarjanyi
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Bankers Life Securities.
Respondent Lawyers(s): Steven K. Huffer
Arbitrator(s): Joseph R Soraghan
Hearing Site: Cincinnati, OH
19-0288602/03/2020Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Michael Wilcheck
Respondent Lawyers(s): Michael Wayne Wilcheck
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Cincinnati, OH
19-0128301/16/2020Claimant(s): Brian Addis
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Barry Goldman
Hearing Site: Cincinnati, OH
18-0362411/18/2019Claimant(s): Brian Ramler
Claimant Lawyers(s): Robert A Klingler
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Stacey N. Schmidt
Arbitrator(s): Frederick Ramos
Hearing Site: Cincinnati, OH
18-0311710/21/2019Claimant(s): John Bradley
Claimant Lawyers(s): Michael O'Gara
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Olivia Lee Jones
Arbitrator(s): Julius Z. Frager
Hearing Site: Cincinnati, OH
18-0187705/15/2019Claimant(s): David Hartl
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Thomas J. Cahill, W. Preston Martin
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH
18-0283504/10/2019Claimant(s): William Lendl
Claimant Lawyers(s): Michael Bessette
Respondent(s): Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH
18-0239903/26/2019Claimant(s): Jahn Gazder
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Michael J. Meeusen
Hearing Site: Cincinnati, OH

70 Results

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