FINRA Awards for Tracy L. Gerber

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Displaying 41-49 out of 49 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-00888	03/07/2012	Claimant(s): William Schumacher Claimant Lawyers(s): John R. Kiefner Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Patricia Gunn, Thomas R. Carlsen, Dennis R. Sullivan Hearing Site: Tampa, FL
10-05465	02/23/2012	Claimant(s): Scott Bedford Claimant Lawyers(s): Bradley S. Odom Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Anne H. Orr Hearing Site: Jacksonville, FL
09-02852	12/12/2011	Claimant(s): Mark Sidell Claimant Lawyers(s): Arthur C. Koski Respondent(s): Wachovia Securities Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): David M. Levine, Will Murphy, Barry Rabinowitz Hearing Site: Boca Raton, FL
11-00051	10/14/2011	Claimant(s): Vfinance Investments Claimant Lawyers(s): Billy Groeneveld Respondent(s): Automated Trading Desk Financial Service Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): John M. Eadie, Morton D. Siegel, Lee Alan Rosenblum Hearing Site: Boca Raton, FL
09-02455	07/28/2010	Claimant(s): Alan Kirman, Peter Dunn Claimant Lawyers(s): David J. Feingold Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Ellen J. Abrams, Michael J. Quarequio, Andrew R. Present Hearing Site: Boca Raton, FL
08-04640	02/22/2010	Claimant(s): Richard Lucas Claimant Lawyers(s): Harry N. Turk Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Robert S. Natiss, Herbert Branitsky, Steven E. Eisenberg Hearing Site: Boca Raton, FL
07-02699	03/31/2009	Claimant(s): Richard Blanco Claimant Lawyers(s): Otto K. Hilbert Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): William F. Skewes, Thomas Marston Haskins, Gregory P. Lembree Hearing Site: Denver, CO
08-01135	01/30/2009	Claimant(s): Jason Coulter Claimant Lawyers(s): Jason Coulter Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Robert L. Yeager, Kenneth R. Hanks, Corbet F. Bryant Hearing Site: Dallas, TX
07-01835	06/26/2008	Claimant(s): Louise Ladd Claimant Lawyers(s): Michael H. Schaalman Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Herbert S. Bratt, James P. O'Donnell, Suanne F. Goldman Hearing Site: Milwaukee, WI