Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03029 | 07/16/2021 | Claimant(s): Troy Chesnut Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 20-02934 | 06/14/2021 | Claimant(s): David Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc One Securities Corporation Respondent Lawyers(s): Gregory Johnson Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 20-03187 | 04/29/2021 | Claimant(s): Christopher Walker Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): C. Sumpter Logan Hearing Site: Kansas City, MO | ||
| 20-03241 | 03/23/2021 | Claimant(s): Stephen Wingard Claimant Lawyers(s): Stephan Louviere Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 20-01933 | 03/12/2021 | Claimant(s): Brian Moon Claimant Lawyers(s): Gregory B. Simon Respondent(s): SCF Securities. Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 20-01371 | 12/31/2020 | Claimant(s): Ian James Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Annie Zaffuto Arbitrator(s): C. Sumpter Logan Hearing Site: New Orleans, LA | ||
| 20-01005 | 11/09/2020 | Claimant(s): Brad Lawing Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): C. Sumpter Logan Hearing Site: Kansas City, MO | ||
| 20-00054 | 10/20/2020 | Claimant(s): Gregory Schaff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): George K. Baum & Company Respondent Lawyers(s): Jonathan E. Baum Arbitrator(s): C. Sumpter Logan Hearing Site: Kansas City, MO | ||
| 20-00764 | 06/12/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Theodore R. Bynum Respondent(s): Giovanni Malatesta Respondent Lawyers(s): Giovanni Antonio Malatesta Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 19-02971 | 04/24/2020 | Claimant(s): Brandt Brock Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): C. Sumpter Logan Hearing Site: Oklahoma City, OK |