| 19-00152 | 08/26/2019 | Claimant(s): David Keator
Claimant Lawyers(s): Peter F Flynn
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Martin A. Edelstein
Hearing Site: Albany, NY
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| 18-02908 | 06/17/2019 | Claimant(s): Marvin Ferguson
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wachovia Securities Inc.
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
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| 17-02820 | 01/22/2019 | Claimant(s): Jon Erickson
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Elliott D. Finkel, Mark S. Priver, William Ogburn Huggins
Hearing Site: Las Vegas, NV
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| 18-01989 | 01/18/2019 | Claimant(s): Mark Soukup
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA
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| 18-00175 | 10/23/2018 | Claimant(s): Jeffrey Fratarcangeli
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): William C. Kubicz, Robert J. Scafuri, Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 18-00697 | 10/19/2018 | Claimant(s): Michael Sullivan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Frank M. Romano
Hearing Site: Houston, TX
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| 18-00438 | 08/15/2018 | Claimant(s): Matthew Schultz
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Frank Schultz, Wells Fargo Advisors
Respondent Lawyers(s): Frank Helmut Schultz, Michael Naccarato
Arbitrator(s): Peter Ordower
Hearing Site: Chicago, IL
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| 17-03357 | 08/03/2018 | Claimant(s): Scott Pinkerton
Claimant Lawyers(s): Eric Litow
Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
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| 17-01973 | 03/29/2018 | Claimant(s): Gary Ghigliotti
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., Wells Fargo Clearing Services
Respondent Lawyers(s): Jeremy S. Winer, Michael Naccarato
Arbitrator(s): Jim Geiger
Hearing Site: Manchester, NH
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| 17-01506 | 02/26/2018 | Claimant(s): Jarrod Biebel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services
Respondent Lawyers(s): Alan S. Brodherson, Michael Naccarato
Arbitrator(s): Philip J. Glick
Hearing Site: Denver, CO
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