| 20-02741 | 07/06/2021 | Claimant(s): Richard Iannacone
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Jim Geiger
Hearing Site: Manchester, NH
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| 20-04013 | 06/21/2021 | Claimant(s): Douglas Donnelly
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Craig Charles Beles
Hearing Site: Seattle, WA
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| 19-02197 | 01/11/2021 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Michael Naccarato
Respondent(s): John Schmidt
Respondent Lawyers(s): John Greg Schmidt
Arbitrator(s): Michael L. Lyons, Michael J. Meeusen, Scott C. Matasar
Hearing Site: Cincinnati, OH
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| 20-00239 | 10/28/2020 | Claimant(s): Robert Slovinsky
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
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| 20-00446 | 07/23/2020 | Claimant(s): Michael Kelleher, Peter Caruso
Claimant Lawyers(s): Nisha S. Wright
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Carl Shechter, Robert G. Falbisaner, Robert John Harvey
Hearing Site: Boca Raton, FL
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| 19-02877 | 06/08/2020 | Claimant(s): William Laheta
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Peter Ordower
Hearing Site: Chicago, IL
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| 18-04072 | 05/04/2020 | Claimant(s): John Moy
Claimant Lawyers(s): Jennifer Willey
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Joan H. Palmer, Edward J. Gutman, Jane Tam
Hearing Site: Baltimore, MD
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| 19-03172 | 05/04/2020 | Claimant(s): Patrick Infante
Claimant Lawyers(s): Jessica Calloway
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
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| 19-02074 | 03/16/2020 | Claimant(s): Lawrence Eppolito
Claimant Lawyers(s): Matt Wolper
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Denise L. Presley
Hearing Site: Boston, MA
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| 18-04071 | 09/13/2019 | Claimant(s): John Moy
Claimant Lawyers(s): Jennifer Willey
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David L. Ruderman, Marian Smith Glenn, Joan M. Smith
Hearing Site: Baltimore, MD
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