| 13-01325 | 09/20/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Douglas Hyman, Jonathan D. Berg
Respondent(s): Naseem Salamah
Respondent Lawyers(s): Rene Hernandez
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
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| 11-01131 | 09/17/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Carl Watts, James Nastasi, Richard Braitman, Steven Brettler
Respondent Lawyers(s): Michael J. Dunn, Samuel P. Mauch
Arbitrator(s): Jim Geiger, Jack H. McNairy, John James McGovern
Hearing Site: Philadelphia, PA
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| 12-02077 | 09/09/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Brad Kirklin
Respondent(s): Richard Ainsworth
Respondent Lawyers(s): Richard K. Ainsworth
Arbitrator(s): Robert L. Yeager, G. Maynard Green, Robert E. Treadaway
Hearing Site: Dallas, TX
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| 13-00055 | 09/04/2013 | Claimant(s): Thomas Howes
Claimant Lawyers(s): Thomas W. Howes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Margaret Mary Crumley, Lynn Carole Bellamy, John David Morgan
Hearing Site: Baltimore, MD
| | Expungement |
| 13-01421 | 09/04/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Richard Schilling
Respondent Lawyers(s): Richard Earl Schilling
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
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| 11-01802 | 09/03/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Shawn Welch
Respondent Lawyers(s): Robert Simbro
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
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| 12-01888 | 08/30/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Andre deLaunay
Respondent(s): Kevin Myers
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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| 12-03764 | 08/30/2013 | Claimant(s): Robert Sperber
Claimant Lawyers(s): Brian Levin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Joseph L. Bernstein, Bernard A. Becker, Mark T. Burnam
Hearing Site: Miami, FL
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| 10-03540 | 08/22/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Ferneding
Respondent Lawyers(s): Lowell N. Hawkes
Arbitrator(s): Robert C. Denenberg, Jeff Abrams, Joseph G. Werner
Hearing Site: Dallas, TX
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| 12-01106 | 08/13/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): David Ayres
Respondent Lawyers(s): Timothy J. O'Connor
Arbitrator(s): Howard B. Cohen, Rocco Michael Scanza, Francis Xavior Daumen
Hearing Site: Syracuse, NY
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