| 15-03342 | 01/06/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Douglas Hyman
Respondent(s): Steven Kajala
Respondent Lawyers(s): Jesse H. Kibort
Arbitrator(s): Douglas Randall Blohm
Hearing Site: Minneapolis, MN
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| 16-01253 | 01/06/2017 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): Brian Lynch
Respondent Lawyers(s): Dianna D. McCarthy
Arbitrator(s): John E. Felch, Mary Jane Walk, John B. Taulane
Hearing Site: Philadelphia, PA
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| 16-01791 | 12/20/2016 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Joe Gehring
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Wein
Respondent Lawyers(s): Louis M. Lagalante, Michelle A. Liebesman
Arbitrator(s): Morton S. Bunis, Regina Irena Arnold Mullen, Charles Francis Barr
Hearing Site: New York, NY
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| 15-03334 | 12/13/2016 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC, Morgan Stanley Smith Barney Holdings LLC
Claimant Lawyers(s): Laura J. Starr
Respondent(s): John Halper
Respondent Lawyers(s): Samuel A. Wilson
Arbitrator(s): Robert A. Dean, Frank (Francis) Eugene Roedl, Dennis Wilton Burnette
Hearing Site: Atlanta, GA
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| 16-01996 | 12/08/2016 | Claimant(s): Morgan Stanley, Morgan Stanley S B FA Notes Holdings LLC
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Thomas Meier
Respondent Lawyers(s): Thomas Alan Meier
Arbitrator(s): John J. Hearn
Hearing Site: Miami, FL
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| 13-02892 | 12/06/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Patrick G. King
Respondent(s): Christopher Johnson, Randall Johnson
Respondent Lawyers(s): Steven M. Phillips
Arbitrator(s): Robert E. Robertson, Emily B. Boote, Douglas J. Nesbit
Hearing Site: Minneapolis, MN
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| 13-02523 | 12/01/2016 | Claimant(s): Edward Signaigo
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Respondent Lawyers(s): Gina Shlaferman, Tracy L. Gerber
Arbitrator(s): James D. Knotter, M. LaRae Bakerink, Randy R. Maher
Hearing Site: San Diego, CA
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| 16-01019 | 11/08/2016 | Claimant(s): Kenneth Mathieson
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
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| 13-02295 | 11/03/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Adam Boynton
Respondent Lawyers(s): Adam Christopher Boynton
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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| 15-01949 | 11/01/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Jeffrey Wiseman
Respondent Lawyers(s): David Lefkowitz
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
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