| 17-02841 | 11/29/2019 | Claimant(s): Debrah Oelke, Pamela Grether
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Louis Lukic, UBS Financial Services Inc., Michael Kelly
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Terry F Peppard, David J. Hase, Matthew James Kearney
Hearing Site: Milwaukee, WI
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| 15-00226 | 07/13/2015 | Claimant(s): Gerald Sharpe, National Securities Corporation, Sharpco International
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Michael Farrell
Respondent Lawyers(s): James Farrell
Arbitrator(s): Barbara Weisman
Hearing Site: Newark, NJ
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| 10-02937 | 11/26/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Deborah G. Evans
Respondent(s): David Honigstock
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Charles L. Henderson, Elizabeth Elster Granville, Walter M. Schackman
Hearing Site: New York, NY
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| 12-01888 | 08/30/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Andre deLaunay
Respondent(s): Kevin Myers
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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| 11-02752 | 04/04/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): James Kirwan, Joanne Meninger
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Jarrott T. Miller, Barbara M. Anscher, Philip Aaron Tymon
Hearing Site: San Francisco, CA
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| 09-07223 | 02/03/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jordan D. Weinreich
Respondent(s): David Bigler, Paul Walker, Pericles Gregoriou, Richard Suss
Respondent Lawyers(s): Jordan D. Weinreich, Paul A. Lieberman
Arbitrator(s): Monica I. Salis, Robert S. Natiss, William R. Alheim
Hearing Site: Miami, FL
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| 09-03761 | 02/15/2011 | Claimant(s): Michael Poutre, Shlomo Eplboim, EP Acquisition Corp
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Jeff Garstka, Myron Schneidt, Maxxtrade.
Respondent Lawyers(s): Charles C. Mihalek, M. David Schneidt
Arbitrator(s): Alvin S. Milder, James P. Murphy, Mary Alice Freeman
Hearing Site: Los Angeles, CA
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| 07-03306 | 01/16/2009 | Claimant(s): Kayvan Karoon
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Steven Lasser
Respondent Lawyers(s): Steven Jay Lasser
Arbitrator(s): Daniel J. McCarthy, Michael E. Silverman, Joan Marie Chiusano
Hearing Site: Newark, NJ
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| 07-00534 | 06/23/2008 | Claimant(s): Thomas Mccarthy
Claimant Lawyers(s): Cindy D Salvo
Respondent(s): Financial Network Investment Corporation, Karoon Capital Markets.
Respondent Lawyers(s): Paul A. Lieberman, Thomas Vays
Arbitrator(s): Jeffrey Steinberg, Linda T. Pellegrino, Douglas John Baumann
Hearing Site: Newark, NJ
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| 07-01950 | 01/31/2008 | Claimant(s): Kayvan Karoon
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Joseph Fitzgerald
Respondent Lawyers(s): Joseph Fitzgerald
Arbitrator(s): Robert L. Spangler
Hearing Site: New York, NY
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