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FINRA Awards for Paul A. Lieberman

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0052507/08/2019Claimant(s): Jadina Lilien
Claimant Lawyers(s): Jadina Lilien
Respondent(s): Mark Kolta
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
Checkmark Icon$0
16-0101806/20/2019Claimant(s): Amy Eisner, Carolyn Herrmann, David Freilicher, Ellen Nass, Hal Nass, Helene Posnick, Herbert Pfeffer, Jean Schram, John Skalicky, Kirstine Schaeffer, Lawrence Eisner, Marc Hyman, Myrna Barzelatto, Paul Posnick, Richard Schram, Robert Gluckin, Robert Skollar, Thomas Herrmann, William Bernstein, Estate of Joan B. Gluckin, et al
Claimant Lawyers(s): Adam J. Weinstein, Adam Gana
Respondent(s): David Blisk, Suzanne McKeown, Spire Securities
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Sandra D. Parker, Amy Banet, Albert Rizzo
Hearing Site: New York, NY
Checkmark Icon$3,000,000
17-0136106/20/2019Claimant(s): Amy Eisner, Carolyn Herrmann, David Freilicher, Ellen Nass, Hal Nass, Helene Posnick, Jean Schram, John Skalicky, Kirstine Schaeffer, Lawrence Eisner, Marc Hyman, Paul Posnick, Richard Schram, Robert Gluckin, Robert Skollar, Thomas Herrmann, William Bernstein, Estate of Joan B. Gluckin, HFP Holdings, Holla4, Betty Ziernicki Trust
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): David Blisk, Suzzane McKeown, Spire Securities
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Dora M. Lassinger, Peter A. Goldman, Thomas Michael Gandolfo
Hearing Site: New York, NY
Checkmark Icon$3,000,000
17-0151006/06/2018Claimant(s): Wendy Marcus
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Richard Feldman, Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Paul J. Camilleri, Richard W. Cutler, James M. Rhodes
Hearing Site: New York, NY
Checkmark Icon$0
10-0441004/11/2012Claimant(s): Alice Jones, Gay Jones, Graham Jones, Graham Jones Familiy Trust f/b/o, Graham Jones Family Trust f/b/o, Graham O. Jones Charitable Remainder Tst
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Carl Bronstein, Harry Friedman, Prestige Financial Center., Sloan Securities Corp.
Respondent Lawyers(s): E. Gina Chase, Harry Friedman, Larry Kirshbaum, Paul A. Lieberman
Arbitrator(s): S. Charles Tabak, Brian Anthony Simmons, David Lu
Hearing Site: Newark, NJ
Checkmark Icon$4,140,200

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