19-00525 | 07/08/2019 | Claimant(s): Jadina Lilien Claimant Lawyers(s): Jadina Lilien Respondent(s): Mark Kolta Respondent Lawyers(s): Paul A. Lieberman Arbitrator(s): Cheryl H. Agris Hearing Site: New York, NY
| | $0 |
16-01018 | 06/20/2019 | Claimant(s): Amy Eisner, Carolyn Herrmann, David Freilicher, Ellen Nass, Hal Nass, Helene Posnick, Herbert Pfeffer, Jean Schram, John Skalicky, Kirstine Schaeffer, Lawrence Eisner, Marc Hyman, Myrna Barzelatto, Paul Posnick, Richard Schram, Robert Gluckin, Robert Skollar, Thomas Herrmann, William Bernstein, Estate of Joan B. Gluckin, et al Claimant Lawyers(s): Adam J. Weinstein, Adam Gana Respondent(s): David Blisk, Suzanne McKeown, Spire Securities Respondent Lawyers(s): Paul A. Lieberman Arbitrator(s): Sandra D. Parker, Amy Banet, Albert Rizzo Hearing Site: New York, NY
| | $3,000,000 |
17-01361 | 06/20/2019 | Claimant(s): Amy Eisner, Carolyn Herrmann, David Freilicher, Ellen Nass, Hal Nass, Helene Posnick, Jean Schram, John Skalicky, Kirstine Schaeffer, Lawrence Eisner, Marc Hyman, Paul Posnick, Richard Schram, Robert Gluckin, Robert Skollar, Thomas Herrmann, William Bernstein, Estate of Joan B. Gluckin, HFP Holdings, Holla4, Betty Ziernicki Trust Claimant Lawyers(s): Adam J. Weinstein Respondent(s): David Blisk, Suzzane McKeown, Spire Securities Respondent Lawyers(s): Paul A. Lieberman Arbitrator(s): Dora M. Lassinger, Peter A. Goldman, Thomas Michael Gandolfo Hearing Site: New York, NY
| | $3,000,000 |
17-01510 | 06/06/2018 | Claimant(s): Wendy Marcus Claimant Lawyers(s): Paul A. Lieberman Respondent(s): Richard Feldman, Barclays Capital Inc. Respondent Lawyers(s): David G. Russell Arbitrator(s): Paul J. Camilleri, Richard W. Cutler, James M. Rhodes Hearing Site: New York, NY
| | $0 |
10-04410 | 04/11/2012 | Claimant(s): Alice Jones, Gay Jones, Graham Jones, Graham Jones Familiy Trust f/b/o, Graham Jones Family Trust f/b/o, Graham O. Jones Charitable Remainder Tst Claimant Lawyers(s): Patrick Gaffney Respondent(s): Carl Bronstein, Harry Friedman, Prestige Financial Center., Sloan Securities Corp. Respondent Lawyers(s): E. Gina Chase, Harry Friedman, Larry Kirshbaum, Paul A. Lieberman Arbitrator(s): S. Charles Tabak, Brian Anthony Simmons, David Lu Hearing Site: Newark, NJ
| | $4,140,200 |