| 20-04056 | 07/28/2022 | Claimant(s): Eilesia Dixon
Claimant Lawyers(s): Frank Breese
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): John W. Joyce
Arbitrator(s): Stuart K. Furman, Lenderrick Taylor, Deanisha Franchae Hopson
Hearing Site: Jackson, MS
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| 20-00235 | 03/14/2022 | Claimant(s): Cara Thomas
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Stuart K. Furman, Mildred Dorta, Mary Ann Etzler
Hearing Site: Orlando, FL
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| 21-00206 | 12/07/2021 | Claimant(s): Claudio Gambin Neto
Claimant Lawyers(s): Harris Freedman
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
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| 20-03198 | 09/30/2021 | Claimant(s): David Ruckno
Claimant Lawyers(s): Mark S. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Stuart K. Furman
Hearing Site: Columbia, SC
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| 20-02553 | 05/28/2021 | Claimant(s): Bertin Stuckart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Stuart K. Furman
Hearing Site: Columbia, SC
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| 20-00666 | 10/05/2020 | Claimant(s): Lawrence Breen
Claimant Lawyers(s): Harris Freedman
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
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| 20-00418 | 09/23/2020 | Claimant(s): Peggy Rouillier
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Stuart K. Furman
Hearing Site: Nashville, TN
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| 20-00685 | 08/20/2020 | Claimant(s): James Pillow
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Bernard Hornick, Stuart K. Furman, John Winslow Griesser
Hearing Site: Orlando, FL
| | |
| 19-03791 | 07/15/2020 | Claimant(s): David Cohen
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Stuart K. Furman, Martin M. Van Luven, Thomas Roe Oldt
Hearing Site: Orlando, FL
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| 19-03527 | 06/26/2020 | Claimant(s): Eric Morris
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Scott & Stringfellow
Respondent Lawyers(s): Christina M. Hill
Arbitrator(s): Stuart K. Furman
Hearing Site: Columbia, SC
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