| 23-01741 | 03/05/2024 | Claimant(s): Heath Goldstein
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Saad Rahmouni-Idrissi
Arbitrator(s): Mark Astarita, Julian F. Santos, Allan Marain
Hearing Site: Jersey City, NJ
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| 23-00761 | 11/17/2023 | Claimant(s): Kimberley Hatchett
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Julian F. Santos, Serge Krimnus, Anthony J Casino
Hearing Site: New York, NY
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| 22-01046 | 05/04/2023 | Claimant(s): Ronan Cox
Claimant Lawyers(s): Seth N. Bursky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy Winer
Arbitrator(s): Julian F. Santos, Veera V. Konka, Thomas Hansen Boast
Hearing Site: New York, NY
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| 22-02455 | 03/10/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Sara Soto
Respondent(s): Michael Boring
Respondent Lawyers(s): Michael Miller Boring
Arbitrator(s): Julian F. Santos
Hearing Site: Wilmington, DE
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| 20-03946 | 02/22/2023 | Claimant(s): Juan Seoane
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Julian F. Santos, Veronica Ann Williams, Jennifer Lupo
Hearing Site: New York, NY
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| 21-02826 | 05/19/2022 | Claimant(s): David H. Savetz
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Julian F. Santos, Roy Lukins Rowsell, Gregg Lance Zeoli
Hearing Site: New York, NY
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| 20-03175 | 06/28/2021 | Claimant(s): Michael Nessim
Claimant Lawyers(s): Ross Kartez
Respondent(s): Josephthal & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Julian F. Santos
Hearing Site: Jersey City, NJ
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| 20-02922 | 05/21/2021 | Claimant(s): Edward Hynes
Claimant Lawyers(s): Richard S. Meisner
Respondent(s): The Jeffrey Matthews Financial Group LLC
Respondent Lawyers(s): Stephen Cucchia
Arbitrator(s): Julian F. Santos
Hearing Site: Jersey City, NJ
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| 19-00964 | 11/19/2019 | Claimant(s): Lee Tockman
Claimant Lawyers(s): Gordana Schifanelli
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jennifer G. Chawla
Arbitrator(s): Julian F. Santos, Sandralin J. Kiss, Lisa Diane Love
Hearing Site: Newark, NJ
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| 18-03253 | 10/15/2019 | Claimant(s): David Beach
Claimant Lawyers(s): David Martin Beach
Respondent(s): Stewart Lampert, Lampert Capital Markets Inc.
Respondent Lawyers(s): Stewart Randy Lampert
Arbitrator(s): Julian F. Santos, Sandra J. Mullings, Kathleen Cawley
Hearing Site: New York, NY
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