| 07-00423 | 12/27/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Brian Laughlin, Stifel, Nicolaus & Co.., Dennis Laughlin, Eugene McCarthy, James Potter
Respondent Lawyers(s): Marc S. Dobin, Shepherd D. Tate
Arbitrator(s): Terry G. Cleaves, Susan Jefferbaum Beck, Cindy L. Anderson
Hearing Site: Orlando, FL
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| 05-03814 | 12/19/2007 | Claimant(s): Arthur Kieval
Claimant Lawyers(s): David L. Ward
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): James Mervin Benson, Frank M. Romano, Eli Bensky
Hearing Site: Houston, TX
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| 07-00224 | 12/18/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Christopher Frazier
Respondent Lawyers(s): Christopher E. Frazier
Arbitrator(s): Susan M. Huffman, Jerome C. Zackroff, George H. Reeves
Hearing Site: Denver, CO
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| 04-08605 | 12/10/2007 | Claimant(s): James Murray
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jodi S. Cohen
Arbitrator(s): Stephen Brixey, Donald S. Simons, Mario H. Metzger
Hearing Site: Los Angeles, CA
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| 07-00009 | 11/26/2007 | Claimant(s): Eric Gauster
Claimant Lawyers(s): Eric Robert Gauster
Respondent(s): Citigroup Global Markets., Martin Parquette, Michael Parker
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): June Y. Kilmarx, Edward Joseph Boudreau, Joseph Charles Kennedy
Hearing Site: Boston, MA
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| 05-00185 | 11/16/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Brian C. Free
Respondent(s): Donald Popkes
Respondent Lawyers(s): Donald L. Popkes
Arbitrator(s): Milton C. Bennett
Hearing Site: Los Angeles, CA
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| 07-00450 | 11/16/2007 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): James Bell
Respondent Lawyers(s): Walter Jefferson
Arbitrator(s): Thomas A. Martin, Bertrand C. Moser, Joshua D. Wallach
Hearing Site: Houston, TX
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| 05-01121 | 11/15/2007 | Claimant(s): Gailene Sarbak
Claimant Lawyers(s): John H Norton
Respondent(s): Bhikku Pai, Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Saverio J. Cina, James R. Greene, Lowell D. Johnston
Hearing Site: Newark, NJ
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| 06-05077 | 11/15/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin A. Rowin
Respondent(s): Stanislav Tolstunov
Respondent Lawyers(s): Stanislav Tolstunov
Arbitrator(s): Stewart E. Winner, Brian S. Hamburger, Henry Maringer
Hearing Site: New York, NY
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| 06-00120 | 11/12/2007 | Claimant(s): Timothy Cappadona
Claimant Lawyers(s): Samuel L. Davis
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Sheldon M. Finkelstein, Jeffrey Alan Helewitz, Dwight Wassong
Hearing Site: Newark, NJ
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