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FINRA Awards for Arthur Thomas Stephenson

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0392508/07/2009Claimant(s): W.D. David
Claimant Lawyers(s): J. Pat Sadler
Respondent(s): Man Financial.
Respondent Lawyers(s): Philip Tanzar
Arbitrator(s): William Edmund Burke, Daniel E. Gulden, Arthur Thomas Stephenson
Hearing Site: Atlanta, GA
Checkmark Icon$90,000
07-0125012/28/2007Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Joseph Kenna
Respondent Lawyers(s): J. Pat Sadler
Arbitrator(s): Royce Alan Burns, Patrick L. Bellantoni, Arthur Thomas Stephenson
Hearing Site: Atlanta, GA

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