| 22-02852 | 08/18/2023 | Claimant(s): Stephen Hekimian
Claimant Lawyers(s): Harris Freedman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
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| 22-02915 | 08/11/2023 | Claimant(s): Joshua Lercher
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Susan C Lushing
Hearing Site: New York, NY
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| 23-00428 | 08/04/2023 | Claimant(s): David Bower, Russell Cooper
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Thomas W. Allen
Hearing Site: Dallas, TX
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| 22-02508 | 06/16/2023 | Claimant(s): Anouchka Balog
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
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| 22-00980 | 06/05/2023 | Claimant(s): Jeffrey Gerson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Alexander Schwed
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
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| 22-02319 | 05/03/2023 | Claimant(s): Timothy Kneen
Claimant Lawyers(s): James P Galvin
Respondent(s): UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, John Murphy
Arbitrator(s): Leonard Arthur Nelson, Tosh Daniel Grebenik, Matthew Stalcup
Hearing Site: Denver, CO
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| 22-00159 | 03/29/2023 | Claimant(s): Andrew Sukhin
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Kimberly J. Gustafson
Arbitrator(s): Nanci Sondra Landy, Steven Barry Paskal, Annelise Sander
Hearing Site: Boca Raton, FL
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| 22-01454 | 03/24/2023 | Claimant(s): Todd Sacks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
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| 22-00176 | 02/17/2023 | Claimant(s): Douglas Kobak
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Citigroup Global Markets., Coastal Equities.
Respondent Lawyers(s): Adam Kauff, Francis J. Skinner
Arbitrator(s): Fred W. Miller, Buzz Adelman, Kathleen Jones Spilker
Hearing Site: Philadelphia, PA
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| 22-00283 | 02/10/2023 | Claimant(s): Steven Jaenichen
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Ira A. Auerbach, Qiana Martin, Daniel D'Costa
Hearing Site: New York, NY
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