| 09-06390 | 11/16/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ross Carmel
Respondent(s): Kenneth Williamson
Respondent Lawyers(s): Kenneth T. Williamson
Arbitrator(s): Patricia A. Renovitch
Hearing Site: Tampa, FL
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| 09-02607 | 11/15/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Thomas Spartz
Respondent Lawyers(s): Thomas B. Spartz
Arbitrator(s): Linda Fairchild, Gary F. Lang, Elwood Henry Weilage
Hearing Site: Orlando, FL
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| 09-05060 | 11/04/2010 | Claimant(s): Syed Haider
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Vicki Z. Holleman, Michael E. Olney, Paul R. Walsh
Hearing Site: New York, NY
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| 09-05075 | 11/04/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ross Carmel
Respondent(s): James Morse
Respondent Lawyers(s): James Grant Morse
Arbitrator(s): Michael S. Kozlow
Hearing Site: Boca Raton, FL
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| 08-01269 | 10/28/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Eric Lansverk
Respondent(s): John Simonson, Kirk Gill
Respondent Lawyers(s): Armand Salese
Arbitrator(s): Richard E. Anderson, Henry L. Dahl, Richard Marc Weinroth
Hearing Site: Phoenix, AZ
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| 09-03536 | 10/22/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Michael Bock
Respondent Lawyers(s): David J. Feingold
Arbitrator(s): Lawrence S. Silver, Jeffrey R. Roth, James Conrad Sankpill
Hearing Site: Miami, FL
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| 08-00043 | 10/13/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Frank Fava
Respondent Lawyers(s): Ronald J. Ricci
Arbitrator(s): Marvin Schleyer, Gerald Joseph Coughlin, Robert Alan Mayer
Hearing Site: Newark, NJ
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| 08-04546 | 10/05/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eric Werner
Respondent Lawyers(s): Christopher R. Travis
Arbitrator(s): Jeffrey Steinberg, Felix A. Meschini, Robert W. Ratti
Hearing Site: Philadelphia, PA
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| 09-00492 | 09/30/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Avelino Cortina
Respondent Lawyers(s): Dana Robinson
Arbitrator(s): Fred T. Kallet, James D. Knotter, Katherine Jane Morris
Hearing Site: San Diego, CA
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| 09-03119 | 09/27/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. MacAvoy
Respondent(s): Andrea Smith
Respondent Lawyers(s): Steven C. Earl
Arbitrator(s): Eli Bensky, Joshua D. Wallach, Ross D. Friend
Hearing Site: Houston, TX
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