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FINRA Awards for Steven C. Earl

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0311909/27/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. MacAvoy
Respondent(s): Andrea Smith
Respondent Lawyers(s): Steven C. Earl
Arbitrator(s): Eli Bensky, Joshua D. Wallach, Ross D. Friend
Hearing Site: Houston, TX

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