| 18-02062 | 06/18/2019 | Claimant(s): Daniel Abilevitz
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Citigroup Global Markets., Citibank N.A.
Respondent Lawyers(s): William F. Dugan
Arbitrator(s): John Caracciolo, Barry Stephen Spector, Howard Alan Grinsberg
Hearing Site: New York, NY
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| 18-03458 | 06/13/2019 | Claimant(s): Robert Robbins
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Nuviah Shirazi
Arbitrator(s): Robert S. Hark
Hearing Site: Manchester, NH
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| 18-03254 | 06/06/2019 | Claimant(s): Ronald Wetzel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets.
Respondent Lawyers(s): Abigail D. Elrod, Barbara Weaver, David I. Hantman
Arbitrator(s): Jim Geiger
Hearing Site: Baltimore, MD
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| 18-03932 | 05/23/2019 | Claimant(s): Prakash Shahani
Claimant Lawyers(s): Matthew Wolper
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
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| 18-02222 | 05/03/2019 | Claimant(s): James Allen
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
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| 18-01452 | 04/19/2019 | Claimant(s): Alfred Bonardi
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): Morgan Stanley DW Inc., Oppenheimer & Co.., Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Gina Shlaferman, Joelle A. Simms, John T. McGuire, Randi Perry Spallina
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
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| 17-02427 | 04/03/2019 | Claimant(s): Matthew Dodds
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Eric G. Hoffman
Arbitrator(s): John B. Myers, Richard E. Castiglioni, Andrew Daniel Levine
Hearing Site: New York, NY
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| 18-00821 | 03/04/2019 | Claimant(s): Michael Lukas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
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| 18-00774 | 02/22/2019 | Claimant(s): Kevin Koch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Robin H. Rome
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
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| 18-02337 | 02/11/2019 | Claimant(s): James Phillips
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Richard D. Fincher
Hearing Site: Salt Lake City, UT
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