| 20-01813 | 02/26/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Michael Fels
Respondent Lawyers(s): Michael Todd Fels
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
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| 20-02518 | 02/26/2021 | Claimant(s): David Bennett
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): Joel F. Martineau, Thomas J. Patka, Howard B. Scherer
Hearing Site: Tampa, FL
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| 20-01830 | 02/19/2021 | Claimant(s): Mario Govic
Claimant Lawyers(s): Harris Freedman
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL
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| 20-00014 | 12/22/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Jason Zabawa
Respondent Lawyers(s): Jason M. Zabawa
Arbitrator(s): Gary E. Marcus
Hearing Site: Tampa, FL
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| 20-02032 | 12/16/2020 | Claimant(s): Donald Jankowski
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL
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| 19-03841 | 12/08/2020 | Claimant(s): Alex Muscati
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Prudential Equity Group, Morgan Stanley, Wachovia Securities, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Anthony Paduano, Christopher M. Sacco, Joelle A. Simms, Patricia E. Cowart
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
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| 20-00153 | 11/20/2020 | Claimant(s): Steven Holland
Claimant Lawyers(s): Harris Freedman
Respondent(s): Aragon Financial Services., Veritrust Financial
Respondent Lawyers(s): Edgar Brown, Reza Mohammad Bidgoli
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
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| 20-00506 | 10/05/2020 | Claimant(s): Alan Douglass
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Investacorp.
Respondent Lawyers(s): Melissa Tarentino
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
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| 20-01718 | 10/01/2020 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Arthur Brown
Respondent Lawyers(s): Arthur T. Brown
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
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| 20-00081 | 09/14/2020 | Claimant(s): William Gordon
Claimant Lawyers(s): John Stewart
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
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