Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00063 | 09/24/2019 | Claimant(s): Nancy Biddle Claimant Lawyers(s): Harris Freedman Respondent(s): Locust Street Securities. Respondent Lawyers(s): Benjamin Biard Arbitrator(s): Darryl C. Wilson Hearing Site: Tampa, FL | ||
| 17-03080 | 07/19/2019 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Jeffrey Krupnick Respondent Lawyers(s): Jeffrey E. Krupnick Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 19-00064 | 07/16/2019 | Claimant(s): Nancy Biddle Claimant Lawyers(s): Harris M. Freedman Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin Biard Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 19-00090 | 07/09/2019 | Claimant(s): Wilson Garnett Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 18-01851 | 07/08/2019 | Claimant(s): James Springer Claimant Lawyers(s): Craig Stein Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): Richard J. Fuller, Sharon Lee Chernin, James Mathieu Hearing Site: Tampa, FL | ||
| 19-00089 | 07/08/2019 | Claimant(s): Wilson Garnett Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian P. Harlan Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 19-00088 | 07/01/2019 | Claimant(s): Wilson Garnett Claimant Lawyers(s): Harris Freedman Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Stanton Fears Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 18-02792 | 06/25/2019 | Claimant(s): Margaret Hixon Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Sa Stone Wealth Management Inc. Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Nicholas John Taldone Hearing Site: Tampa, FL | ||
| 17-02622 | 05/16/2019 | Claimant(s): Brent Western Claimant Lawyers(s): Joshua B. Kons Respondent(s): Raymond James Financial Services., Raymond, James & Associates. Respondent Lawyers(s): Tammie L. Rattray Arbitrator(s): Langfred W. White, Jack A. Marshall, David M. Snyder Hearing Site: Tampa, FL | ||
| 18-02031 | 05/06/2019 | Claimant(s): Brian Thomas Claimant Lawyers(s): Michelle Atlas Respondent(s): Harbor Financial Services Respondent Lawyers(s): Marc Whitehead Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL |