Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01000 | 12/02/2020 | Claimant(s): Elizabeth Old Claimant Lawyers(s): Joseph Christopher Albanese Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Thomas McCafferty Respondent Lawyers(s): Jennifer E. Willey Arbitrator(s): Morton S. Bunis, Angela Foster, Bomopregha Asonboye Julius Hearing Site: Jersey City, NJ |  | $0 |
| 20-01160 | 12/01/2020 | Claimant(s): Altin Tirana Claimant Lawyers(s): Chan Nam Respondent(s): Molly Lieberman Respondent Lawyers(s): Molly Lieberman Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL | | $0 |
| 20-01265 | 12/01/2020 | Claimant(s): Dean Giella Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | $0 | |
| 20-01804 | 12/01/2020 | Claimant(s): Brian Walsh Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Ameritas Investment Company Respondent Lawyers(s): Andrea D. Snowden Arbitrator(s): John F. Burns Hearing Site: Philadelphia, PA | $0 | |
| 20-02120 | 12/01/2020 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): Charles B LaChaussee Respondent(s): Brian Matz Respondent Lawyers(s): Brian Joathan Matz Arbitrator(s): George Herman Frisch Hearing Site: Los Angeles, CA | $0 | |
| 20-01140 | 12/01/2020 | Claimant(s): Louis Levenson Claimant Lawyers(s): Louis Levenson Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): James R. McGuone, Frances L. Wolff, Harvey R. Linder Hearing Site: Atlanta, GA | | $0 |
| 20-01501 | 12/01/2020 | Claimant(s): Steven Ferrara Claimant Lawyers(s): Steven Ferrara Respondent(s): Wells Fargo Advisors, Scott Trueman Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | | $0 |
| 20-01462 | 11/30/2020 | Claimant(s): Timothy Atyeo Claimant Lawyers(s): Cory Zadanosky Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Randy R Freedman Hearing Site: Boca Raton, FL | $0 | |
| 20-00975 | 11/29/2020 | Claimant(s): Debra Kuper Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Susan L. Walker Hearing Site: Minneapolis, MN | $0 | |
| 20-00663 | 11/27/2020 | Claimant(s): Daniel Misse Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Sherry R. Wetsch Hearing Site: New Orleans, LA | $0 |