Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01622 | 02/03/2021 | Claimant(s): David Eidell, Derek Christian Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Philip J. Glick Hearing Site: Chicago, IL | $0 | |
| 20-01869 | 02/03/2021 | Claimant(s): Jason Skolnick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA | $0 | |
| 20-02081 | 02/03/2021 | Claimant(s): Dominick Diorio Claimant Lawyers(s): Irwin Weltz Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | $0 | |
| 20-02136 | 02/03/2021 | Claimant(s): Brian Kasteler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Suanne M. Parro Hearing Site: Salt Lake City, UT | $0 | |
| 20-02363 | 02/03/2021 | Claimant(s): Kamesh Nagarajan Claimant Lawyers(s): Daniel D'Costa Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): William E. Nuckel Hearing Site: New York, NY | $0 | |
| 20-02672 | 02/03/2021 | Claimant(s): Ralph Barden Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Kristin L. Wynne Arbitrator(s): Lita S Menkin Hearing Site: Atlanta, GA | $0 | |
| 18-04014 | 02/03/2021 | Claimant(s): JC McCall Revocable Trust Claimant Lawyers(s): Gail E. Boliver Respondent(s): Carmine Berardi, Jonathan McCormack, Philip Sparacino, Robert Spiegel, William Gennity, First Standard Financial Company LLC Respondent Lawyers(s): Craig A. Riha, Martin H. Kaplan Arbitrator(s): Alain Frecon Hearing Site: Des Moines, IA |  | $114,383 |
| 20-03360 | 02/03/2021 | Claimant(s): Gary Mass Claimant Lawyers(s): Gary Mass Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): John Michael Bergin Hearing Site: New York, NY | | $0 |
| 19-00731 | 02/02/2021 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Matthew B Henneman Respondent(s): Amad Owidi Respondent Lawyers(s): Stephany D. McLaughlin Arbitrator(s): John F. Hinrichs, Lynne M. Gomez, Allan R. Lazor Hearing Site: Houston, TX | $0 | |
| 20-01016 | 02/02/2021 | Claimant(s): John Boukamp Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Carl E. Ver Beek Hearing Site: Detroit, MI | $0 |