Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03092 | 04/13/2021 | Claimant(s): David Tam Claimant Lawyers(s): Samantha Parrish Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA | ||
| 20-03132 | 04/13/2021 | Claimant(s): Julia Brufke Wenger Claimant Lawyers(s): Stephan Louviere Respondent(s): Cincinnati Analysts. Respondent Lawyers(s): Mark J. Mahoney Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA | ||
| 20-03206 | 04/13/2021 | Claimant(s): Paul Kiker Claimant Lawyers(s): Stephen D. Councill Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Harry G. Mason, Philip Michael Moran, James R Stewart Hearing Site: Atlanta, GA | ||
| 20-03641 | 04/13/2021 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin MacAvoy Respondent(s): Omer Ali-Taha Respondent Lawyers(s): Omer Mohamed Ali-Taha Arbitrator(s): Geoffrey A. Drucker Hearing Site: Washington, DC | ||
| 20-01948 | 04/13/2021 | Claimant(s): Daniel Freebery Claimant Lawyers(s): Daniel P. Freebery Respondent(s): Jeffery Paytas, Fidelity Brokerage Services LLC, Nathaniel Wright Respondent Lawyers(s): Joel M. Everest, Noah D. Sorkin Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE |  | $300 |
| 20-01689 | 04/12/2021 | Claimant(s): Keith Galanti Claimant Lawyers(s): Harry Meyer Respondent(s): Morgan Stanley & Co., Morgan Stanley DW Inc. Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Anthony Michael Sabino Hearing Site: New York, NY | ||
| 20-02910 | 04/12/2021 | Claimant(s): Rodney Beary Claimant Lawyers(s): Michael Bessette Respondent(s): Girard Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 20-02923 | 04/12/2021 | Claimant(s): Peter Vanflein Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): John J. Fitzpatrick Hearing Site: Anchorage, AK | ||
| 20-02924 | 04/12/2021 | Claimant(s): Lee Rawiszer, Paul Volpe Claimant Lawyers(s): Richard A. D'Amura Respondent(s): Kestra Investment Services Respondent Lawyers(s): Shawn Shook Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 20-02939 | 04/12/2021 | Claimant(s): Christine Kelley Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL |