| 20-02588 | 05/07/2021 | Claimant(s): Michael Nolan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): Jennifer Novoselsky
Arbitrator(s): Susan L. Walker
Hearing Site: St. Louis, MO
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| 20-02835 | 05/07/2021 | Claimant(s): Mark Picchi
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Richard R. Logsdon
Hearing Site: Tampa, FL
| | |
| 20-02842 | 05/07/2021 | Claimant(s): David Nethery
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
| | |
| 21-01008 | 05/07/2021 | Claimant(s): Dan Burns, Dawn Burns
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Kevin Nevin, Trevor Gordan, Sandlapper Securities
Respondent Lawyers(s): Kevin Mark Nevin, Trevor Lee Gordan, Trevor Gordon
Arbitrator(s): Thomas R. Bromberg
Hearing Site: Omaha, NE
|  | $1,557,170 |
| 19-02729 | 05/06/2021 | Claimant(s): Jeffry Schneider
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): CIBC World Markets Corp., Axiom Capital Management.
Respondent Lawyers(s): Elizabeth R. Aylett, Eric L. Miller
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
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| 20-00708 | 05/06/2021 | Claimant(s): Stewart Miller
Claimant Lawyers(s): Mark S. Pincus
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Philip J. Campisi
Arbitrator(s): Madelon M. Rosenfeld, Steven A. Harris, Neil A. Sussman
Hearing Site: New York, NY
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| 20-02655 | 05/06/2021 | Claimant(s): Everett Weinberger
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Jay Alan Kranis
Hearing Site: New York, NY
| | |
| 20-02711 | 05/06/2021 | Claimant(s): Joel Goodhart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Parkland Securities
Respondent Lawyers(s): Felesha Valdez-Parenti
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
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| 20-02926 | 05/06/2021 | Claimant(s): Joseph Quartucci
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
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| 20-03307 | 05/06/2021 | Claimant(s): Matthew Davies
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Merton E. Marks, Walter Steven Schwartz, John Josef Kazanjian
Hearing Site: Phoenix, AZ
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