| 21-01557 | 04/20/2022 | Claimant(s): Charles Belluardo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
| | |
| 21-02415 | 04/20/2022 | Claimant(s): Stephen Giannantonio
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Aegis Capital Corp., Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Charles Smulevitz, Kevin Meade
Arbitrator(s): Clive I. Morrick
Hearing Site: New York, NY
| | |
| 19-02750 | 04/20/2022 | Claimant(s): GMS Mine Repair and Maintenance.
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Next Financial Group.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Linda Arlene Michler, Rosemary Christina Crawford, Michael J. Betts
Hearing Site: Pittsburgh, PA
|  | $0 |
| 21-02747 | 04/20/2022 | Claimant(s): Aziz Ali
Claimant Lawyers(s): Aziz A. Ali
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): William Kent Brown
Hearing Site: Boca Raton, FL
| | $0 |
| 21-01884 | 04/19/2022 | Claimant(s): Grant Yamaguchi
Claimant Lawyers(s): Zachary Morse
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew T. Bohenek
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Honolulu, HI
| | |
| 21-02522 | 04/19/2022 | Claimant(s): Ayobande Omomo
Claimant Lawyers(s): James P. Galvin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Lorrie E Whitfield, Abigail R. Levy, Louis M. Lagalante
Hearing Site: New York, NY
| | |
| 21-02579 | 04/19/2022 | Claimant(s): Elizabeth Bennett
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Investments
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Mark H. Stein
Hearing Site: Philadelphia, PA
| | |
| 21-01024 | 04/19/2022 | Claimant(s): Eugene Elvecrog, Paula Elvecrog, Eugene L. Elvecrog IRA, Eugene L. Elvecrog Family Income Trust, Eugene L. Elvecrog Trust, Paula M. Elvecrog Family Income Trust, Paula M. Elvecrog Trust
Claimant Lawyers(s): Michael Sutton MacDonald
Respondent(s): Anne Machesky, Ryan Haag, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Frederick Ramos, Leo G. Stern
Hearing Site: Minneapolis, MN
| | Expungement |
| 21-03029 | 04/19/2022 | Claimant(s): Egidio Mogavero
Claimant Lawyers(s): Egidio Gil Mogavero
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): David J. Romanski
Hearing Site: San Francisco, CA
| | $0 |
| 18-02332 | 04/19/2022 | Claimant(s): Donna Berg IRA
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Karl Foust
Respondent Lawyers(s): Karl Ronald Foust
Arbitrator(s): Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | $62,225 |
