| 21-00712 | 08/22/2022 | Claimant(s): Tastyworks.
Claimant Lawyers(s): Thomas G. Haskins
Respondent(s): Jonathan Thrower
Respondent Lawyers(s): Jonathan Thrower
Arbitrator(s): Thomas A. Martin, Gary L. Foose, Stephen Neil Foster
Hearing Site: Houston, TX
|  | $0 |
| 21-02913 | 08/22/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Theodore R Bynum
Respondent(s): Paul Vizanko
Respondent Lawyers(s): Paul Warren Vizanko
Arbitrator(s): Tracy L. Allen
Hearing Site: Minneapolis, MN
| | |
| 22-00189 | 08/22/2022 | Claimant(s): Martin Lombrano
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey L. Vasko
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | |
| 21-03116 | 08/19/2022 | Claimant(s): Brian Nikulski
Claimant Lawyers(s): Michael Bessette
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Tracy L. Allen
Hearing Site: Des Moines, IA
| | |
| 21-00911 | 08/19/2022 | Claimant(s): Yehuda Lasry
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Andrew Melnick
Arbitrator(s): James Stanley Kozera, Paula Berg
Hearing Site: New York, NY
| | $0 |
| 21-02467 | 08/19/2022 | Claimant(s): Paul Nash
Claimant Lawyers(s): Paul Nash
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Barry Goldman
Hearing Site: Minneapolis, MN
| | $0 |
| 20-03717 | 08/19/2022 | Claimant(s): Greg Meyer
Claimant Lawyers(s): Noah Green
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Michael Harrison, Russell T. Doe, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | Expungement |
| 21-03037 | 08/18/2022 | Claimant(s): Barbra Shaffer
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Kimberly A. Gilmour, Rosemarie Ann Jannuzzi, John S. Leech
Hearing Site: Boca Raton, FL
| | |
| 21-03066 | 08/18/2022 | Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): Roger Bedillion
Respondent Lawyers(s): Michael J. Betts
Arbitrator(s): Barry Goldman, Peter Glasser, Mark A. Sipper
Hearing Site: Pittsburgh, PA
| | |
| 21-01248 | 08/18/2022 | Claimant(s): Julie Erickson
Claimant Lawyers(s): Terrence J. Fleming
Respondent(s): Jed Bandes, Peter Taurinskas, Mutual Trust Company of America Securiti
Respondent Lawyers(s): Robert Persante
Arbitrator(s): Tracy L. Allen, William Benjamin Gavzy, Jonathan Bruce Kvasnik
Hearing Site: Minneapolis, MN
| | Expungement |
