Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00135 | 09/09/2022 | Claimant(s): Charles Crilly Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Joyce Arbitrator(s): Samuel H. Chorches, Steven R. Rolnick, John B. Dew Hearing Site: Hartford, CT | ||
| 22-00281 | 09/09/2022 | Claimant(s): Gerald Mars Claimant Lawyers(s): Zachary Morse Respondent(s): A.G.P. / Alliance Global Partners Respondent Lawyers(s): John Venezia Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 22-00031 | 09/08/2022 | Claimant(s): Joseph Sturniolo Claimant Lawyers(s): Michael Bessette Respondent(s): Geneos Wealth Management Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | ||
| 22-00835 | 09/07/2022 | Claimant(s): Aspiration Financial LLC Claimant Lawyers(s): Andrew J. Melnick Respondent(s): Becky Keith Respondent Lawyers(s): Becky Keith Arbitrator(s): Kathleen P. Helbig-Hannan Hearing Site: Cleveland, OH |  | $0 |
| 22-00105 | 09/07/2022 | Claimant(s): Kenneth Mayer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Eric A. Bensky Arbitrator(s): Susan Romano Hearing Site: New York, NY | ||
| 22-00457 | 09/07/2022 | Claimant(s): Alfred Macli Claimant Lawyers(s): Robert Loventhal Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Fred W. Miller Hearing Site: Philadelphia, PA | | $0 |
| 21-02854 | 09/07/2022 | Claimant(s): Arash Ghayoori Claimant Lawyers(s): Alexander Darr Respondent(s): Clear Street LLC Respondent Lawyers(s): Scott Gutmanstein Arbitrator(s): Bert P. Krages Hearing Site: Seattle, WA | | $35 |
| 21-01541 | 09/06/2022 | Claimant(s): Kimberly JaJack Claimant Lawyers(s): Robert M. Liechty Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Timothy M. Kratz Arbitrator(s): Michael S. Matek, Leonard M. Goldstein, Sharyn Beers Hearing Site: Denver, CO | ||
| 21-03097 | 09/06/2022 | Claimant(s): Joel Johnson Claimant Lawyers(s): Steven Feldman Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): Doug Baxley Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | ||
| 22-00101 | 09/06/2022 | Claimant(s): Joseph Duarte Claimant Lawyers(s): Robert J. Moses Respondent(s): First Republic Securities Company Respondent Lawyers(s): Debra Achkire Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY |