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FINRA Awards

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Displaying 2,301-2,310 out of 22,017 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0013509/09/2022Claimant(s): Charles Crilly
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Samuel H. Chorches, Steven R. Rolnick, John B. Dew
Hearing Site: Hartford, CT
22-0028109/09/2022Claimant(s): Gerald Mars
Claimant Lawyers(s): Zachary Morse
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): John Venezia
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
22-0003109/08/2022Claimant(s): Joseph Sturniolo
Claimant Lawyers(s): Michael Bessette
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
22-0083509/07/2022Claimant(s): Aspiration Financial LLC
Claimant Lawyers(s): Andrew J. Melnick
Respondent(s): Becky Keith
Respondent Lawyers(s): Becky Keith
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
Checkmark Icon$0
22-0010509/07/2022Claimant(s): Kenneth Mayer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
22-0045709/07/2022Claimant(s): Alfred Macli
Claimant Lawyers(s): Robert Loventhal
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Fred W. Miller
Hearing Site: Philadelphia, PA
Checkmark Icon$0
21-0285409/07/2022Claimant(s): Arash Ghayoori
Claimant Lawyers(s): Alexander Darr
Respondent(s): Clear Street LLC
Respondent Lawyers(s): Scott Gutmanstein
Arbitrator(s): Bert P. Krages
Hearing Site: Seattle, WA
Checkmark Icon$35
21-0154109/06/2022Claimant(s): Kimberly JaJack
Claimant Lawyers(s): Robert M. Liechty
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Timothy M. Kratz
Arbitrator(s): Michael S. Matek, Leonard M. Goldstein, Sharyn Beers
Hearing Site: Denver, CO
21-0309709/06/2022Claimant(s): Joel Johnson
Claimant Lawyers(s): Steven Feldman
Respondent(s): Silver Oak Securitiesorporated
Respondent Lawyers(s): Doug Baxley
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
22-0010109/06/2022Claimant(s): Joseph Duarte
Claimant Lawyers(s): Robert J. Moses
Respondent(s): First Republic Securities Company
Respondent Lawyers(s): Debra Achkire
Arbitrator(s): Mary Julia O'Connell
Hearing Site: New York, NY

22,017 Results

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