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FINRA Awards for Timothy M. Kratz

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0154109/06/2022Claimant(s): Kimberly JaJack
Claimant Lawyers(s): Robert M. Liechty
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Timothy M. Kratz
Arbitrator(s): Michael S. Matek, Leonard M. Goldstein, Sharyn Beers
Hearing Site: Denver, CO

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